Anjali R. Voria
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anjali Ramnath Voria was a registered financial professional .
Anjali is a previously registered financial professional and started their career in finance in 2007. Anjali had worked at 3 firms and has passed the Series 66, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2014 - July 20, 2016
IRC SECURITIES LLC
May 1, 2012 - August 21, 2014
B. RILEY WEALTH MANAGEMENT
May 1, 2012 - August 21, 2014
B. RILEY WEALTH MANAGEMENT
March 17, 2008 - April 13, 2012
MORGAN KEEGAN & COMPANY, LLC
September 29, 2007 - April 13, 2012
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
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Exams
Current Firm
IRC SECURITIES LLC
CRD#: 150022 / SEC#: , 8-68208
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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