Royce Roque Suba
Professional Summary
Royce Roque Suba was a registered financial advisor. Royce was a previously registered financial professional and started their career in finance 2007 - 2018. Royce had worked at 4 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
TCMI, INC. | TECHNOLOGY CROSSOVER VENTURES | TCV VIII MANAGEMENT, L.L.C. (RELYING ADVISER) | TCV VII MANAGEMENT, L.L.C. (RELYING ADVISER) | TCV VI MANAGEMENT, L.L.C. (RELYING ADVISER) | TCV MANAGEMENT 2004, L.L.C. (RELYING ADVISER) | TCV IX MANAGEMENT, L.L.C. (RELYING ADVISER) | TCV
Contact Information
Main Address
250 Middlefield Road, Menlo Park, CA 94025Phone Number
(650) 614-8200# of Employees
79SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
34AUM (Assets Under Management)
$22,506,060,259Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
TCMI, INC. | TECHNOLOGY CROSSOVER VENTURES | TCV VIII MANAGEMENT, L.L.C. (RELYING ADVISER) | TCV VII MANAGEMENT, L.L.C. (RELYING ADVISER) | TCV VI MANAGEMENT, L.L.C. (RELYING ADVISER) | TCV MANAGEMENT 2004, L.L.C. (RELYING ADVISER) | TCV IX MANAGEMENT, L.L.C. (RELYING ADVISER) | TCV
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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