Kimberly A. Jardine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly A Jardine, who also goes by Kimberly A Leinweber, Kimberly Anne Leinweber, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 2008. Kimberly had worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2011 - September 12, 2014
FINANCIAL TELESIS INC
February 24, 2011 - July 6, 2011
CROWN CAPITAL SECURITIES, L.P.
May 18, 2010 - March 3, 2011
PRINCIPAL SECURITIES, INC.
March 3, 2008 - December 15, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL TELESIS INC
CRD#: 31012 / SEC#: 801-63974, 8-45304
Contact information
FINRA licenses (6 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
