Joseph P. Titus

PATHWAY PARTNERS WEALTH ADVISORS

Amherst, NY 14226

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CRD#: 5332136

Professional summary

Joseph Paul Titus, who also goes by Joseph Titus, is a registered financial advisor currently at PATHWAY PARTNERS WEALTH ADVISORS, LLC located in Amherst, New York.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Joseph has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph Titus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Paul Titus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2023 - Present

PATHWAY PARTNERS WEALTH ADVISORS, LLC

Office #1: 100 Corporate Parkway Suite 136, Amherst, NY 14226

RIA

CRD#: 323507

Amherst, NY

Past

June 9, 2021 - September 1, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

ELLICOTTVILLE, NY

Past

June 9, 2021 - September 1, 2023

LPL FINANCIAL LLC

CRD#: 6413

ELLICOTTVILLE, NY

Past

January 8, 2015 - June 9, 2021

M&T SECURITIES, INC.

RIA

CRD#: 17358

ELLICOTTVILLE, NY

Past

January 8, 2015 - June 9, 2021

M&T SECURITIES, INC.

CRD#: 17358

ELLICOTTVILLE, NY

Past

March 4, 2013 - January 5, 2015

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

DEPEW, NY

Past

October 8, 2008 - January 5, 2015

HSBC SECURITIES (USA) INC.

CRD#: 19585

DEPEW, NY

Past

June 27, 2007 - April 21, 2008

MML INVESTORS SERVICES, LLC

CRD#: 10409

BUFFALO, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PATHWAY PARTNERS WEALTH ADVISORS, LLC

PATHWAY PARTNERS WEALTH ADVISORS, LLC | WATCHTOWER FINANCIAL GROUP

CRD#: 323507 / SEC#: 801-130336

RIA

Registered Investment Advisory firm - (5/21/2024 Approved)

New York

Registered Investment Advisory firm - (5/23/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/1/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/6/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/26/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PATHWAY PARTNERS WEALTH ADVISORS, LLC

PATHWAY PARTNERS WEALTH ADVISORS, LLC | WATCHTOWER FINANCIAL GROUP

CRD#: 323507 / SEC#: 801-130336

RIA

Registered Investment Advisory firm - (5/21/2024 Approved)

New York

Registered Investment Advisory firm - (5/23/2024 Terminated)

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Contact information

Main Address

100 Corporate Parkway Suite 136, Amherst, NY 14226

Mailing Address

Phone number

(716) 929-6010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PATHWAY PARTNERS WEALTH ADVISORS, LLC ADV 2A BROCHURE (7/3/2025)

Regulatory assets under management

Total Number of Accounts	409
AUM (Assets Under Management)	$ 58,027,060

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph P. Titus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Paul Titus's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

M&T SECURITIES, INC.

M&T SECURITIES, INC.

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

PATHWAY PARTNERS WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/1/2013

Series 63

Date: 7/6/2007

SIE

Date: 10/1/2018

Series 7

Date: 12/21/2012

Series 6

Date: 6/26/2007

Current Firm

PATHWAY PARTNERS WEALTH ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PATHWAY PARTNERS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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