Michael J. Mess

VERACITY CAPITAL LLC

NEWPORT BEACH, CA 92660

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CRD#: 5332104

Professional summary

Michael Jonathan Mess is a registered financial advisor currently at VERACITY CAPITAL LLC located in Newport Beach, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Michael has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jonathan Mess's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2019 - Present

VERACITY CAPITAL LLC

Office #1: 4100 Newport Place Suite 255, Newport Beach, CA 92660

RIA

CRD#: 304272

NEWPORT BEACH, CA

Past

November 13, 2020 - March 17, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Costa Mesa, CA

Past

November 16, 2018 - December 10, 2019

F3LOGIC, LLC

RIA

CRD#: 289863

COSTA MESA, CA

Past

October 5, 2007 - November 14, 2018

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

IRVINE, CA

Past

June 25, 2007 - November 14, 2018

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERACITY CAPITAL LLC

CRD#: 304272 / SEC#: 801-116934

RIA

Registered Investment Advisory firm - (7/11/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/16/2019)

IAR

Texas
(12/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/22/2007

General Securities Representative Examination

Current Firm

VERACITY CAPITAL LLC

CRD#: 304272 / SEC#: 801-116934

RIA

Registered Investment Advisory firm - (7/11/2019 Approved)

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Contact information

Main Address

2859 Paces Ferry Road Suite 635, Atlanta, GA 30339

Mailing Address

Phone number

(844) 508-7884

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-VERACITY CAPITAL LLC (3/7/2025)

Regulatory assets under management

Total Number of Accounts	1,744
AUM (Assets Under Management)	$ 695,437,335

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Mess

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jonathan Mess's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

F3LOGIC, LLC

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

VERACITY CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2007

SIE

Date: 10/1/2018

Series 7

Date: 6/22/2007

Current Firm

VERACITY CAPITAL LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VERACITY CAPITAL LLC

TRUST BUT VERIFY

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