David S. Brown

D.S. BROWN WEALTH ADVISORS

ATLANTA, GA 30339

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CRD#: 5330743

Professional summary

David Stephen Brown JR, CFP® is a registered financial advisor currently at D.S. BROWN WEALTH ADVISORS, LLC located in Atlanta, Georgia.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Position/Title: Independent Insurance Agent | Non-investment related | Address: Two Ballpark Center 800 Battery Avenue SE, 100 Atlanta, Georgia 30339 | Start date: 2007 | up to 12 hours per week selling insurance products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Stephen Brown JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

February 10, 2020 - Present

D.S. BROWN WEALTH ADVISORS, LLC

Office #1: Two Ballpark Center 800 Battery Ave, Se Suite 100, Atlanta, GA, 30339

RIA

CRD#: 307362

ATLANTA, GA

Past

May 23, 2017 - August 10, 2020

SIGNATURE WEALTH MANAGEMENT GROUP LLC

RIA

CRD#: 285713

ATLANTA, GA

Past

September 20, 2016 - May 18, 2017

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

ATLANTA, GA

Past

August 13, 2008 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ATLANTA, GA

Past

August 7, 2008 - May 18, 2017

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

September 25, 2007 - May 21, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ATLANTA, GA

Past

August 22, 2007 - May 21, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/23/2022)

IAR

Georgia
(2/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/21/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/18/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 1/2/2009

Investment Company Products/Variable Contracts Principal Examination

Current Firm

D.S. BROWN WEALTH ADVISORS, LLC

CRD#: 307362 / SEC#:

Florida

Registered Investment Advisory firm - (5/23/2022 Approved)

Georgia

Registered Investment Advisory firm - (2/10/2020 Approved)

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Contact information

Main Address

Two Ballpark Center 800 Battery Avenue Se, Suite 300, Atlanta, GA, 30339

Mailing Address

Phone number

(770) 597-1459

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 61,060,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David S. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Stephen Brown JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIGNATURE WEALTH MANAGEMENT GROUP LLC

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/21/2007

SIE

Date: 5/18/2017

Series 7

Date: 8/21/2007

Series 26

Date: 1/2/2009

Current Firm

D.S. BROWN WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

D.S. BROWN WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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