Johnny A. Ceballos
GOLDEN STATE WEALTH MANAGEMENT
Yuba City, CA 95993
Some features on this profile are disabled
CRD#: 5330577
Professional summary
Johnny Alfonso Ceballos, CFP®, who also goes by Johnny Alfonso Ceballos, is a registered financial advisor currently at GOLDEN STATE WEALTH MANAGEMENT, LLC located in Yuba City, California and LPL FINANCIAL LLC located in Yuba City, California.
Johnny is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Johnny has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Johnny Alfonso Ceballos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 8/24/2016: Rental Property - Real Estate Rental - Not Investment Related - 931 Kentucky Street, Gridley CA 95948 - Start 06/01/2012 - 5% Time Spent 2. 8/24/2016: GOLDEN STATE WEALTH MANAGEMENT,LLC - Registered Investment Advisor Hybrid - Investment Related - 19800 MacArthur Blvd. #855, Irvine, CA 92612 - Start 06/02/2016 - 160 Hr/Mo; 40 Hours During Securities Trading; 100% Time Spent - IAR 3. 8/24/2016: GOLDEN STATE WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - 19800 MacArthur Blvd. #855, Irvine, CA 92612 - Start 06/02/2016 - 160 Hr/Mo; 40 Hours During Securities Trading; 100% Time Spent 4. 9/9/2016: Golden State Wealth Management, LLC - Registered Investment Advisor DBA - DBA: Cornerstone Financial - Investment Related - At Reported Business Location(s) - Start 09/01/2016 - 100% Time Spent 5. 9/9/2016: Jehovah Jireh LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 10703 Irene Way Live Oak, CA - Start 09/01/2016 - 1% Time Spent 6. 9/9/2016: Cornerstone Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 09/01/2016 - 100% Time Spent. 7. 11/27/2018 - BGA Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/01/2018 - 36 Hours Per Month/0 Hours During Securities Trading - Fixed insurance. 8. 05/10/2024 - Gridley High School - Not Investment Related - 300 E Spruce St, Gridley, CA 95948 - Assistant Varsity Softball Coach - start date 510/2024 - 15 hours per month/ 0 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Johnny Alfonso Ceballos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
August 24, 2016 - Present
GOLDEN STATE WEALTH MANAGEMENT, LLC
Office #1: 1110 Civic Center Boulevard Suite 504b, Yuba City, CA 95993RIA
CRD#: 167995
Yuba City, CA
Current
August 24, 2016 - Present
LPL FINANCIAL LLC
Office #1: 1110 Civic Center Blvd, #504b, Yuba City, CA 95993RIA
BD
CRD#: 6413
Yuba City, CA
Past
January 21, 2011 - August 25, 2016
EDWARD JONES
RIA
CRD#: 250
YUBA CITY, CA
Past
January 21, 2011 - August 25, 2016
EDWARD JONES
BD
CRD#: 250
YUBA CITY, CA
Past
January 2, 2009 - January 9, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
CHICO, CA
Past
November 20, 2007 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
CHICO, CA
Past
July 23, 2007 - January 21, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
CHICO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GOLDEN STATE WEALTH MANAGEMENT, LLC
ARIMATHEA | WESTLAKE INVESTMENT ADVISORS | SWITCHBACKS CAPITAL | STELLAR WEALTH ADVISORS | SOLARIS WEALTH MANGEMENT | ROHLING WEALTH MANAGEMENT | RENAISSANCE WEALTH MANAGEMENT | RASMUSSEN ADVISORS | PREMIER CAPITAL WEALTH MANAGEMENT | PRECISION CAPITAL MANAGEMENT | POINTWEALTH CAPITAL MANAGEMENT | PERCISION CAPITAL MANAGEMENT | PEEK WEALTH | OMEGA WEALTH MANAGEMENT | OGDEN WEALTH MANAGEMENT & PLANNING SERVICES | OGDEN WEALTH MANAGEMENT | OAKMONT FINANCIAL GROUP, LLC | MILLER WEALTH MANAGEMENT | MATZ WEALTH MANAGEMENT | LUNDQVIST WEALTH STRATEGIES | LAGUNA POINT WEALTH ADVISORS | ISAAC KIM WEALTH MANAGEMENT | IDEAL LIFE WEALTH MANAGEMENT, LLC | IDEAL LIFE WEALTH MANAGEMENT | HENARES, PREISLER & ASSOCIATES, INC. | GSWM | GSAM | GRANITE BAY WEALTH MANAGEMENT | GOLDEN STATE WEALTH MANAGEMENT, LLC | GOLDEN STATE EQUITY PARTNERS | GOLDEN STATE ASSET MANAGEMENT | GOLDEN STATE | FAGO WEALTH MANAGEMENT | ENVISION WEALTH STRATEGIES | CURT HOWARD WEALTH MANAGEMENT AND INSURANCE SOLUTIONS | CROSSROADS WEALTH ADVISORS | CORNERSTONE FINANCIAL | CONSOLIDATED FINANCIAL MANAGEMENT | COMPANION WEALTH MANAGEMENT | CHAMPLAIN WEALTH ADVISORS | BY THE SEA WEALTH MANAGEMENT | BUR OAK WEALTH MANAGEMENT | AURUM INVESTMENT MANAGEMENT
CRD#: 167995 / SEC#: 801-107445
RIA
Registered Investment Advisory firm - (3/21/2016 Approved)California
Registered Investment Advisory firm - (4/28/2016 Terminated)Washington
Registered Investment Advisory firm - (4/29/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/24/2016)
IAR
California(8/24/2016)
RR
Hawaii(8/24/2016)
RR
Montana(8/24/2016)
RR
Nevada(8/24/2016)
RR
New Mexico(7/13/2022)
RR
Oregon(8/24/2016)
RR
Utah(4/11/2022)
RR
Washington(3/22/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GOLDEN STATE WEALTH MANAGEMENT, LLC
ARIMATHEA | WESTLAKE INVESTMENT ADVISORS | SWITCHBACKS CAPITAL | STELLAR WEALTH ADVISORS | SOLARIS WEALTH MANGEMENT | ROHLING WEALTH MANAGEMENT | RENAISSANCE WEALTH MANAGEMENT | RASMUSSEN ADVISORS | PREMIER CAPITAL WEALTH MANAGEMENT | PRECISION CAPITAL MANAGEMENT | POINTWEALTH CAPITAL MANAGEMENT | PERCISION CAPITAL MANAGEMENT | PEEK WEALTH | OMEGA WEALTH MANAGEMENT | OGDEN WEALTH MANAGEMENT & PLANNING SERVICES | OGDEN WEALTH MANAGEMENT | OAKMONT FINANCIAL GROUP, LLC | MILLER WEALTH MANAGEMENT | MATZ WEALTH MANAGEMENT | LUNDQVIST WEALTH STRATEGIES | LAGUNA POINT WEALTH ADVISORS | ISAAC KIM WEALTH MANAGEMENT | IDEAL LIFE WEALTH MANAGEMENT, LLC | IDEAL LIFE WEALTH MANAGEMENT | HENARES, PREISLER & ASSOCIATES, INC. | GSWM | GSAM | GRANITE BAY WEALTH MANAGEMENT | GOLDEN STATE WEALTH MANAGEMENT, LLC | GOLDEN STATE EQUITY PARTNERS | GOLDEN STATE ASSET MANAGEMENT | GOLDEN STATE | FAGO WEALTH MANAGEMENT | ENVISION WEALTH STRATEGIES | CURT HOWARD WEALTH MANAGEMENT AND INSURANCE SOLUTIONS | CROSSROADS WEALTH ADVISORS | CORNERSTONE FINANCIAL | CONSOLIDATED FINANCIAL MANAGEMENT | COMPANION WEALTH MANAGEMENT | CHAMPLAIN WEALTH ADVISORS | BY THE SEA WEALTH MANAGEMENT | BUR OAK WEALTH MANAGEMENT | AURUM INVESTMENT MANAGEMENT
CRD#: 167995 / SEC#: 801-107445
RIA
Registered Investment Advisory firm - (3/21/2016 Approved)California
Registered Investment Advisory firm - (4/28/2016 Terminated)Washington
Registered Investment Advisory firm - (4/29/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 E. Sandpointe Avenue #460, South Coast Metro, CA 92707
Mailing Address
Phone number
(866) 273-1563
Established
Firm type
Fiscal year end
# of Employees
47
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,434 |
| AUM (Assets Under Management) | $ 1,835,285,996 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
