Alan J. Whitby

STONE SUMMIT WEALTH LLC

Miami, FL

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CRD#: 5330508

Professional summary

Alan Jason Whitby, CFP®, who also goes by Jason Whitby, is a registered financial advisor currently at STONE SUMMIT WEALTH LLC located in Miami, Florida.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Alan has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Whitby

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Jason Whitby's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

June 29, 2021 - Present

STONE SUMMIT WEALTH LLC

RIA

CRD#: 315438

Miami, FL

Past

February 15, 2008 - June 23, 2021

INVESTOR SOLUTIONS

RIA

CRD#: 106532

COCONUT GROVE, FL

Past

June 4, 2007 - December 9, 2008

MEIRA WEALTH

RIA

CRD#: 108648

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONE SUMMIT WEALTH LLC

STONE POINT WEALTH | STONE SUMMIT WEALTH LLC | STONE SUMMIT WEALTH | STONE POINT WEALTH LLC

CRD#: 315438 / SEC#: 801-123157

RIA

Registered Investment Advisory firm - (2/4/2022 Approved)

Florida

Registered Investment Advisory firm - (3/4/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/4/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/19/2021)

IAR

Texas
(6/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

STONE SUMMIT WEALTH LLC

STONE POINT WEALTH | STONE SUMMIT WEALTH LLC | STONE SUMMIT WEALTH | STONE POINT WEALTH LLC

CRD#: 315438 / SEC#: 801-123157

RIA

Registered Investment Advisory firm - (2/4/2022 Approved)

Florida

Registered Investment Advisory firm - (3/4/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/4/2022 Terminated)

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Contact information

Main Address

Miami, FL

Mailing Address

Phone number

(305) 491-9396

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- STONE POINT WEALTH LLC (1/17/2025)

Regulatory assets under management

Total Number of Accounts	659
AUM (Assets Under Management)	$ 357,958,850

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alan J. Whitby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Jason Whitby's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONE SUMMIT WEALTH LLC

INVESTOR SOLUTIONS

MEIRA WEALTH

Primary Firm SEC Registration

STONE SUMMIT WEALTH LLC

State Registrations and Notice Filings

Exams

Current Firm

STONE SUMMIT WEALTH LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONE SUMMIT WEALTH LLC

TRUST BUT VERIFY

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