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RM

Rigoberto T. Medina

FORESIDE FUND SERVICES
Newport Beach, CA 92660
Some features on this profile are disabled
CRD#: 5330287
RM

Professional summary


Rigoberto Talamantes Medina, who also goes by Rigo Medina, Rigoberto Talamantes Medina Mr., Rigoberto T Medina, Rigoberto Medina, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Newport Beach, California.

Rigoberto is registered as a RR (Registered Representative) and started their career in finance in 2007. Rigoberto has worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Rigo Medina | Rigoberto Talamantes Medina Mr. | Rigoberto T Medina | Rigoberto Medina

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Rigoberto Talamantes Medina's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 15, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 888 San Clemente Dr Suite 180, Newport Beach, CA 92660
BD
CRD#: 46106
Newport Beach, CA
Past

October 14, 2024 - July 25, 2025

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

January 6, 2021 - October 1, 2024

PACIFIC OAK CAPITAL MARKETS, LLC

BD
CRD#: 309350
COSTA MESA, CA
Past

November 23, 2020 - December 31, 2020

ARETE WEALTH MANAGEMENT, LLC

BD
CRD#: 44856
CHICAGO, IL
Past

August 18, 2016 - December 4, 2020

CION SECURITIES, LLC

BD
CRD#: 15487
NEW YORK, NY
Past

November 18, 2014 - April 4, 2016

RESOURCE SECURITIES LLC

BD
CRD#: 133022
PHILADELPHIA, PA
Past

October 22, 2008 - January 21, 2014

KBS CAPITAL MARKETS GROUP LLC

BD
CRD#: 132299
NEWPORT BEACH, CA
Past

July 17, 2007 - October 21, 2008

GRUBB & ELLIS SECURITIES, INC.

BD
CRD#: 17932
SANTA ANA, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/9/2025)
RR
Alaska
(9/9/2025)
RR
Arizona
(9/9/2025)
RR
Arkansas
(9/9/2025)
RR
California
(8/15/2025)
RR
Colorado
(9/9/2025)
RR
Connecticut
(9/9/2025)
RR
Delaware
(9/9/2025)
RR
District of Columbia
(9/9/2025)
RR
Florida
(9/9/2025)
RR
Georgia
(9/9/2025)
RR
Hawaii
(9/9/2025)
RR
Idaho
(9/9/2025)
RR
Illinois
(9/9/2025)
RR
Indiana
(9/9/2025)
RR
Iowa
(9/9/2025)
RR
Kansas
(9/9/2025)
RR
Kentucky
(9/9/2025)
RR
Louisiana
(9/9/2025)
RR
Maine
(9/9/2025)
RR
Maryland
(9/9/2025)
RR
Massachusetts
(9/9/2025)
RR
Michigan
(9/9/2025)
RR
Minnesota
(9/9/2025)
RR
Mississippi
(9/9/2025)
RR
Missouri
(9/9/2025)
RR
Montana
(9/9/2025)
RR
Nebraska
(9/9/2025)
RR
Nevada
(9/9/2025)
RR
New Hampshire
(9/9/2025)
RR
New Jersey
(9/9/2025)
RR
New Mexico
(9/9/2025)
RR
New York
(9/9/2025)
RR
North Carolina
(9/9/2025)
RR
North Dakota
(9/9/2025)
RR
Ohio
(9/9/2025)
RR
Oklahoma
(9/9/2025)
RR
Oregon
(9/9/2025)
RR
Pennsylvania
(9/9/2025)
RR
Puerto Rico
(9/9/2025)
RR
Rhode Island
(9/9/2025)
RR
South Carolina
(9/9/2025)
RR
South Dakota
(9/9/2025)
RR
Tennessee
(9/9/2025)
RR
Texas
(9/9/2025)
RR
Utah
(9/9/2025)
RR
Vermont
(9/9/2025)
RR
Virgin Islands
(9/9/2025)
RR
Virginia
(9/9/2025)
RR
Washington
(9/9/2025)
RR
West Virginia
(9/9/2025)
RR
Wisconsin
(9/9/2025)
RR
Wyoming
(9/9/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 8/17/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FORESIDE FUND SERVICES, LLC

CRD#: 46106Newport Beach, CA 92660

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