Anita T. Niefeldt

VICTORY FINANCIAL | Vice President, Financial Consultant

Austin, TX 78759

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CRD#: 5329067

Professional summary

Anita Tierra Niefeldt, CFP®, who also goes by Anita T Niefeldt, Anita Tierra Smith, Anita Smith, is a registered financial advisor currently at VICTORY FINANCIAL located in Austin, Texas.

Anita is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Anita has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Biography

My process, my business beliefs, and my values are all centered on you and aiming to help you pursue your financial goals. I focus on partnering with women and listening and collaborating with them to build effective financial plans. 

Question & Answer

What are your service offerings?

Investment Planning

Comprehensive Financial Planni...

Retirement Planning

Debt Management

Divorce Planning

Are you a "fiduciary"?

Yes

Aliases

Anita T Niefeldt | Anita Tierra Smith | Anita Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Wise affiliate marketing, not investment related, no financial interest, 0 hours Amazon affiliate marketing, not investment related, no financial interest, 0 hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anita Tierra Niefeldt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Education

WHU-Otto Beisheim School of Management

Master of Business Administration (MBA) - Business

University of North Texas

Bachelor of Arts (BA) - Anthropology

2007

Experience

Current

September 4, 2024 - Present

VICTORY FINANCIAL

Office #1: 10900 Research Blvd Ste 160c, Austin, TX 78759

RIA

CRD#: 324943

Austin, TX

Past

July 13, 2018 - September 7, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

November 18, 2016 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

AUSTIN, TX

Past

November 17, 2016 - September 7, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

AUSTIN, TX

Past

June 10, 2013 - November 16, 2016

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

AUSTIN, TX

Past

August 26, 2008 - November 16, 2016

CHARLES SCHWAB & CO., INC.

CRD#: 5393

AUSTIN, TX

Past

January 1, 2008 - July 8, 2008

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Past

May 28, 2007 - January 1, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VICTORY FINANCIAL

CRD#: 324943 / SEC#: 801-127385

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/7/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/3/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/3/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/24/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VICTORY FINANCIAL

CRD#: 324943 / SEC#: 801-127385

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

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Contact information

Main Address

6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730

Mailing Address

Phone number

(512) 763-7671

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR VICTORY FINANCIAL GROUP LLC (11/3/2025)

Regulatory assets under management

Total Number of Accounts	4,210
AUM (Assets Under Management)	$ 687,641,583

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Anita T. Niefeldt

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anita Tierra Niefeldt's CRS (Customer Relationship Summary).

Certified licenses

Education

WHU-Otto Beisheim School of Management

University of North Texas

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

Primary Firm SEC Registration

VICTORY FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 6/7/2013

Series 63

Date: 7/3/2007

SIE

Date: 10/1/2018

Series 7

Date: 6/3/2008

Series 6

Date: 5/24/2007

Current Firm

VICTORY FINANCIAL

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VICTORY FINANCIAL

TRUST BUT VERIFY

Contact information

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