Melvin C. Lockett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melvin Curtie Lockett, who also goes by Luke Lockett, Melvin Curtis Lockett, was a registered financial professional .
Melvin is a previously registered financial professional and started their career in finance in 2007. Melvin had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2011 - September 28, 2015
USAA FINANCIAL PLANNING SERVICES
March 3, 2009 - August 30, 2011
USAA INVESTMENT SERVICES COMPANY
March 3, 2009 - September 28, 2015
USAA FINANCIAL ADVISORS, INC.
October 5, 2007 - January 26, 2009
WADDELL & REED
September 6, 2007 - January 26, 2009
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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