JK

John T. Kavanagh

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CRD#: 5328355
JK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Terrence Kavanagh, CFP®, who also goes by John Terrence Kavanagh Mr., John Terrence Kavanaugh, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 2007. John had worked at 3 firms and has passed the Series 63, Series 65 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


John Terrence Kavanagh Mr. | John Terrence Kavanaugh

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Past

January 18, 2012 - January 14, 2022

JOHN KAVANAGH CONSULTING, LLC

RIA
CRD#: 159500
VASHON, WA
Past

January 1, 2008 - March 16, 2010

STANCORP EQUITIES, INC.

BD
CRD#: 19517
PORTLAND, OR
Past

September 5, 2007 - March 16, 2010

STANCORP INVESTMENT ADVISERS, INC.

RIA
CRD#: 110228
MECHANICSBURG, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam

Current Firm


JK
JOHN KAVANAGH CONSULTING, LLC
JOHN KAVANAGH CONSULTING, LLC

CRD#: 159500 / SEC#:

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Contact information


Main Address
Vashon, WA
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JOHN KAVANAGH CONSULTING, LLC

CRD#: 159500

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