Robert J. Stobo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert James Stobo was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2007. Robert had worked at 2 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 79TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2015 - January 5, 2021
ADVENTIX GLOBAL MARKETS LLC
July 11, 2007 - May 16, 2008
SEAPORT GLOBAL SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
ADVENTIX GLOBAL MARKETS LLC
CRD#: 170640 / SEC#: , 8-69427
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON SQUARE PARTNERS (FORMER NAME: ARDENT FINANCIAL LIMITED (UNITED KINGDOM) | 100% OWNER | |
| MCCLEAN, DAVID EDWARD | FINOP, CFO, CCO | |
| PERRY, JUSTIN MAXWELL | CEO | 2972607 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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