Mark J. Bras

AMERICAN FINANCIAL ADVISORS

WINTER PARK, FL 32789

Some features on this profile are disabled

CRD#: 5328159

Professional summary

Mark Jan Bras, CFP® is a registered financial advisor currently at AMERICAN FINANCIAL ADVISORS INC located in Winter Park, Florida.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Mark has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) AMERICAN FINANCIAL CONSULTING SERVICE, INC.; BUSINESS OWNER; LAKE MARY, FL; NON INVESTMENT-RELATED; 1/1/2011; 20 HOURS PER MONTH; 10 HOURS DURING MARKET HOURS; PROVIDING FINANCIAL PLANNING SERVICES TO AA PILOT-CLIENTS. 2) AMERICAN FINANCIAL ADVISORS, INC.; IAR; WINTER PARK, FL; INVESTMENT-RELATED; 3/1/2007; 200 HOURS PER MONTH; 100 HOURS DURING MARKET HOURS; FINANCIAL PLANNING & RETIREMENT PLANNING ADVICE TO AA PILOTS. 3) AMERICAN AIRLINES; AIRLINE CAPTAIN WITH AMERICAN AIRLINES; CELEBRATION, FL; NON- INVESTMENT RELATED; EMPLOYEE; 6/8/1989; 20 HOURS PER MONTH; 10 HOURS DURING MARKET HOURS; AIRLINE CAPTAIN FLYING THE BOEING 737 FOR AMERICAN AIRLINES. CURRENTLY RESPONSIBLE FOR TRAINING AA PILOTS ON THE 737.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Jan Bras's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

July 20, 2007 - Present

AMERICAN FINANCIAL ADVISORS INC

Office #1: 1031 W Morse Blvd. Ste. 110, Winter Park, FL 32789

RIA

CRD#: 108530

WINTER PARK, FL

Past

July 13, 2009 - March 5, 2013

FOOTHILL SECURITIES, INC.

RIA

CRD#: 1027

ORLANDO, FL

Past

June 30, 2009 - April 13, 2016

FOOTHILL SECURITIES, INC.

CRD#: 1027

ORLANDO, FL

Past

September 14, 2007 - June 30, 2009

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

ORLANDO, FL

Past

July 27, 2007 - June 30, 2009

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERICAN FINANCIAL ADVISORS INC

CRD#: 108530 / SEC#: 801-56857

RIA

Registered Investment Advisory firm - (9/27/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/20/2007)

IAR

Texas
(1/26/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/17/2007

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/8/2007

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 4/13/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/26/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AMERICAN FINANCIAL ADVISORS INC

CRD#: 108530 / SEC#: 801-56857

RIA

Registered Investment Advisory firm - (9/27/1999 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1031 W Morse Blvd. Ste. 110, Winter Park, FL 32789

Mailing Address

501 N Orlando Ave. Ste. 313-169, Winter Park, FL 32789

Phone number

(407) 207-9006

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (11/3/2025)

Regulatory assets under management

Total Number of Accounts	1,732
AUM (Assets Under Management)	$ 1,043,473,812

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Weinberg

OPPENHEIMER & CO. INC.

NEW YORK, NY

Mark Downey

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Rochester, NY

Michael Milazzo

LPL FINANCIAL LLC

IAR

SOUTHPORT, NC

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark J. Bras

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Jan Bras's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOOTHILL SECURITIES, INC.

FOOTHILL SECURITIES, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

AMERICAN FINANCIAL ADVISORS INC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/17/2007

Series 65

Date: 5/8/2007

SIE

Date: 4/13/2016

Series 6

Date: 7/26/2007

Current Firm

AMERICAN FINANCIAL ADVISORS INC

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMERICAN FINANCIAL ADVISORS INC

TRUST BUT VERIFY

Similar Advisors