Alexander L. Ross

MAIN STREET INVESTMENT ADVISORS

NORTHBROOK, IL 60062

CRD#: 5327760

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Professional summary

Alexander Laurence Ross, CFP®, who also goes by Alex Ross, Alexander L Ross, is a registered financial advisor currently at MAIN STREET INVESTMENT ADVISORS, LLC located in Northbrook, Illinois.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Alexander has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex Ross | Alexander L Ross

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Laurence Ross's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

October 30, 2017 - Present

MAIN STREET INVESTMENT ADVISORS, LLC

Office #1: 707 Skokie Blvd Suite 190, Northbrook, IL 60062

RIA

CRD#: 146036

NORTHBROOK, IL

Past

January 9, 2015 - October 17, 2017

MORGAN STANLEY

RIA

CRD#: 149777

CHICAGO, IL

Past

January 9, 2015 - October 17, 2017

MORGAN STANLEY

CRD#: 149777

CHICAGO, IL

Past

September 19, 2007 - February 4, 2015

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

NORTHBROOK, IL

Past

September 11, 2007 - February 4, 2015

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NORTHBROOK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAIN STREET INVESTMENT ADVISORS, LLC

CRD#: 146036 / SEC#: 801-113819

RIA

Registered Investment Advisory firm - (8/10/2018 Approved)

Illinois

Registered Investment Advisory firm - (8/10/2018 Terminated)

Rhode Island

Registered Investment Advisory firm - (7/20/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/30/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/18/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/17/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/10/2007

General Securities Representative Examination

Current Firm

MAIN STREET INVESTMENT ADVISORS, LLC

CRD#: 146036 / SEC#: 801-113819

RIA

Registered Investment Advisory firm - (8/10/2018 Approved)

Illinois

Registered Investment Advisory firm - (8/10/2018 Terminated)

Rhode Island

Registered Investment Advisory firm - (7/20/2020 Terminated)

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Contact information

Main Address

707 Skokie Blvd Suite 190, Northbrook, IL 60062

Mailing Address

707 Skokie Blvd Suite 190, Northbrook, IL 60062

Phone number

(847) 480-7055

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAIN STREET INVESTMENT ADVISORS, LLC ADV PART 2A (1/20/2026)

Regulatory assets under management

Total Number of Accounts	144
AUM (Assets Under Management)	$ 250,312,643

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alexander L. Ross

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Laurence Ross's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

Primary Firm SEC Registration

MAIN STREET INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/18/2007

SIE

Date: 10/17/2017

Series 7

Date: 9/10/2007

Current Firm

MAIN STREET INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAIN STREET INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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