SZ
Stephen Zelcer
KESTRA ADVISORY SERVICES
GAITHERSBURG, MD
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CRD#: 5327744
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Stephen ZelcerKESTRA ADVISORY SERVICES
Professional summary
Stephen Zelcer, who also goes by Tzvi Zelcer, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Gaithersburg, Maryland.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Stephen has worked at 7 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
At a Glance
Always Fiduciary
Aliases
Tzvi Zelcer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: Wallis Ave POSITION: owner NATURE: Real Estate; Rental/Leasing of Commercial or Residential Property(ies), Property Management; Residential Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2023 ADDRESS: 7016 Wallis Ave Baltimore, Maryland 21215 DESCRIPTION: Property management NAME: Kestra Advisory Services, LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/01/2024 ADDRESS: 5707 Southwest Parkway Bldg 2, Ste 400 Austin, Texas 78735 DESCRIPTION: IAR NAME: Shober Zelcer Collins Financial Planning & Management POSITION: Member NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/01/2024 ADDRESS: 5 Ruby Field Court BALTIMORE, Maryland 21209 DESCRIPTION: Financial Planning & Asset Management services NAME: Stephen Zelcer, LLC POSITION: Owner NATURE: Federal Benefits Consultant INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/01/2015 ADDRESS: 5 Ruby Field Court BALTIMORE, Maryland 21209 DESCRIPTION: I meet with members, all of whom are federal employees, to educate them about their employment benefits, including pensions, survivor benefits, life insurance, Social Security, Medicare, health insurance, long term care insurance and TSP. I create content for members such as the newsletter, webinars and articles referenced above. Also, as the owner of the business, I perform all necessary administrative tasks to run the business, including managing the processing of members' payments. NAME: Stephen Zelcer, LLC POSITION: Owner, instructor NATURE: Classes about financial- and retirement planning, as well as non-financial classes INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 30 START DATE: 04/01/2009 ADDRESS: 5 Ruby Field Court BALTIMORE, Maryland 21209 DESCRIPTION: Providing and teaching classes about financial planning, retirement planning and federal benefits, as well as providing and teaching classes about non-financial topics (leadership, employee engagement, etc). I coordinate classes, deliver training, billing agencies, paying instructors. These classes are education only. I do not make recommendations or provide investment advice.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Zelcer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 27, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
GAITHERSBURG, MD
Past
June 5, 2012 - November 11, 2016
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
ROCKVILLE, MD
Past
May 3, 2012 - November 11, 2016
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
ROCKVILLE, MD
Past
January 1, 2010 - May 17, 2012
RIDGEWAY & CONGER, INC.
BD
CRD#: 113055
NEW WOODSTOCK, NY
Past
December 16, 2009 - May 17, 2012
RIDGEWAY CONGER ADVISORY SERVICES
RIA
CRD#: 139372
BALTIMORE, MD
Past
June 5, 2009 - September 18, 2009
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
SPARKS, MD
Past
February 20, 2009 - September 18, 2009
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
SPARKS, MD
Past
July 17, 2008 - December 11, 2008
OSAIC WEALTH, INC.
RIA
CRD#: 23131
TOWSON, MD
Past
December 3, 2007 - December 11, 2008
JASMIJN CAPITAL MANAGEMENT, LLC
RIA
CRD#: 127066
HIGHLAND, UT
Past
May 7, 2007 - December 11, 2008
OSAIC WEALTH, INC.
BD
CRD#: 23131
TOWSON, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(7/27/2024)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,359
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 192,439 |
| AUM (Assets Under Management) | $ 79,798,091,767 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
