JH
Jeffrey M. Hatlevig
THRIVENT INVESTMENT MANAGEMENT
Johnston, IA 50131-1721
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CRD#: 5327720
JH
Professional summary
Jeffrey M Hatlevig, CFP®, ChFC® is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Johnston, Iowa.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jeffrey has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
IVY RIDGE PROPERTIES, LLC POSITION: Owner/Landlord NATURE: There are 3 rental suites in the building. Suite 100 consists of 2200 sqft and will be rented by myself and other Thrivent representatives. Suite 200 is 700 sqft and will be rented to future tenants, it will currently be rented to a real estate developer. Suite 300 is 1300 sqft and will be rented to future non-Thrivent tenants and is currently rented by Iowa Dental Association a lobby group. The goals of suites 200 and 300 will be rental income. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2019 ADDRESS: 8797 NW 54th Ave, Johnston IA 50131, United States DESCRIPTION: I am owner so responsible for the maintenance of the property. This includes cleaning, utilities, and other daily and weekly upkeep needs. LOVE AND LEGACY, LLC POSITION: Director/Board Member NATURE: Mission Cancer is pleased to offer eligible patients the unique opportunity to sit down with a compassionate interviewer, in front of a caring, professional videography team, to record a legacy video--where you can say the things that mean the most, to people you love the most. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 307 NE Hanover Ct, Ankeny IA 50021, United States DESCRIPTION: Providing ideas and guidance on how to help make this opportunity available for cancer patients but anyone who wants to record their legacy to share with future generations. There is significant costs to creating these videos so we will look at ways to raise funds so people don't have to pay for these as they deal with a terminal illness.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey M Hatlevig's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey M Hatlevig's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
June 13, 2007 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 5404 Nw 88th Street, Johnston, IA 50131-1721Office #2: 2705 Northridge Pkwy, Ames, IA 50010RIA
BD
CRD#: 18387
Johnston, IA
Current
May 31, 2007 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 5404 Nw 88th Street, Johnston, IA 50131-1721Office #2: 2705 Northridge Pkwy, Ames, IA 50010RIA
BD
CRD#: 18387
Johnston, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/8/2018)
RR
Arkansas(9/18/2024)
RR
California(6/24/2013)
RR
Colorado(9/27/2018)
RR
Florida(11/10/2016)
RR
Illinois(4/13/2009)
RR
Iowa(6/13/2007)
IAR
Iowa(6/13/2007)
RR
Massachusetts(2/4/2022)
RR
Minnesota(11/1/2007)
RR
Missouri(5/16/2014)
RR
Nebraska(6/27/2011)
RR
North Carolina(3/27/2015)
RR
North Dakota(9/29/2015)
RR
Ohio(5/30/2019)
RR
Oklahoma(9/2/2022)
IAR
Oklahoma(9/8/2022)
RR
Oregon(5/30/2019)
RR
South Carolina(3/15/2021)
RR
South Dakota(5/3/2016)
RR
Texas(9/18/2024)
IAR
Texas(9/18/2024)
RR
Utah(3/3/2023)
RR
Wisconsin(9/5/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Johnston, IA 50131-1721TRUST BUT VERIFY
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