PL
Phillip P. Lawson
ALPHASTAR CAPITAL MANAGEMENT
Findlay, OH 45840
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CRD#: 5327655
PL
Professional summary
Phillip P. Lawson, who also goes by Phillip Paul Lawson, is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Findlay, Ohio.
Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Phillip has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Phillip Paul Lawson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JJ VENTURES, LLC; NOT INVESTMENT RELATED; 3201 ASPEN GROVE DR., #M-10, FRANKLIN, TN 37067; OWNING AND OPERATING JIMMY JOHNS RESTAURANTS; MANAGING MEMBER; START DATE: 04/01/2007; SERVE AS A PAID MEMBER OF THE LLC; 20 HOURS PER MONTH (0 HOURS DURING TRADING. AS THE MANAGING MEMBER, RESPONSIBLE FOR THE STRATEGIC DIRECTION OF THE COMPANY, REAL ESTATE LEASES, AND FINANCING OF NEW STORES. 2) LAWSON FINANCIAL GROUP; INVESTMENT RELATED; 101 W SANDUSKY SUITE 210 FINDLAY OHIO 45840 AND 725 COOL SPRINGS BLVD., SUITE 600, FRANKLIN, TN 37067; FINANCIAL PLANNING AND INVESTMENT SERVICES; ADVISOR; START DATE; 03/01/2011; 50% TIME DURING TRADING HOURS ADVISE CLIENTS ON THEIR FINANCIAL PLANNING AND INVESTMENT NEEDS. 3) Brew Capital Partners, LLC - Craft brewery startup, Managing Member 4) 200 West LLC - Real Estate 5 Hours per Month
CRS (Client Relationship Summary) - RIA
Click below to view Phillip P. Lawson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2015 - Present
ALPHASTAR CAPITAL MANAGEMENT
Office #1: 101 W. Sandusky Street Suite 210, Findlay, OH 45840Office #2: 101 W. Sandusky Street Suite 210, Findlay, OH 45840RIA
CRD#: 157423
Findlay, OH
Past
March 17, 2011 - May 8, 2015
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
FINDLAY, OH
Past
March 16, 2011 - May 8, 2015
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
FINDLAY, OH
Past
August 28, 2007 - March 21, 2011
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
FINDLAY, OH
Past
June 11, 2007 - March 21, 2011
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
FINDLAY, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALPHASTAR CAPITAL MANAGEMENT
ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC
CRD#: 157423 / SEC#: 801-72361
RIA
Registered Investment Advisory firm - (5/18/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(5/1/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AC
ALPHASTAR CAPITAL MANAGEMENT
ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC
CRD#: 157423 / SEC#: 801-72361
RIA
Registered Investment Advisory firm - (5/18/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
19600 West Catawba Avenue Suite B200, Cornelius, NC 28031
Mailing Address
Phone number
(855) 340-2514
Established
Firm type
Fiscal year end
# of Employees
124
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,592 |
| AUM (Assets Under Management) | $ 1,841,154,148 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2023 | ||
| 06/27/2023 | ||
| 01/24/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423Findlay, OH 45840TRUST BUT VERIFY
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