Phillip P. Lawson
Professional summary
Phillip P. Lawson, who also goes by Phillip Paul Lawson, is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Findlay, Ohio.
Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Phillip has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Phillip P. Lawson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2015 - Present
ALPHASTAR CAPITAL MANAGEMENT
Office #1: 101 W. Sandusky Street Suite 210, Findlay, OH 45840Office #2: 101 W. Sandusky Street Suite 210, Findlay, OH 45840March 17, 2011 - May 8, 2015
ON INVESTMENT MANAGEMENT CO
March 16, 2011 - May 8, 2015
THE O.N. EQUITY SALES COMPANY
August 28, 2007 - March 21, 2011
SECURIAN FINANCIAL SERVICES, INC.
June 11, 2007 - March 21, 2011
SECURIAN FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423 / SEC#: 801-72361
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/1/2015)
Exams
What does exam status mean?
Current Firm
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423 / SEC#: 801-72361
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 15,795 |
| AUM (Assets Under Management) | $ 2,496,202,761 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2023 |
Red Flags
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