Kimberly Merriman
Professional Summary
Kimberly Merriman, who also goes by Kimberly Jean Merriman, Kimberly J Merriman, is a registered financial advisor currently at PERSHING LLC located in Jersey City, New Jersey and PERSHING ADVISOR SOLUTIONS LLC located in Jersey City, New Jersey. Kimberly is registered as a RR (Registered Representative) and started their career in finance in 2008. Kimberly has worked at 8 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kimberly Jean Merriman, Kimberly J Merriman
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Contact Information
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Disclosures on record.
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Years of Experience
18 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BNY WEALTH SOLUTIONS | PERSHING TRADING COMPANY, L.P. | PERSHING ADVISOR SOLUTIONS LLC
Contact Information
Main Address
One Pershing Plaza, Jersey City, NJ 07399Mailing Address
One Pershing Plaza, Jersey City, NJ 07399Phone Number
(201) 413-2000Established
Delaware since 09/08/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAS HOLDINGS LLC | HOLDING COMPANY | — |
| CROWLEY, JAMES THOMAS | CHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER | 1087182 |
| DAVID, ERIC CIMARRON | PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER | 3132045 |
| HARRISON, BENJAMIN WARD | BOARD MEMBER, HEAD OF THE BUSINESS | 3121159 |
| KERRIGAN, DONNA L | BOARD MEMBER | 8082390 |
| LAHUTA, EVAN L. | BOARD MEMBER | 4350166 |
| MUTTERER, FRANK PAUL | CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 2088419 |
| WEISS, NINA KATE | CHIEF COMPLIANCE OFFICER (CCO) | 2642331 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/20/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jun 2025About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kimberly Merriman's CRS (Customer Relationship Summary).
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