Qaasmirah Banks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Qaasmirah Banks, who also goes by Qaasmirah F Banks, Qaasmirah F Baten, Qaasmirah Fetima Baten, Qaasmirah Baten, was a registered financial professional .
Qaasmirah is a previously registered financial professional and started their career in finance in 2014. Qaasmirah had worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 11 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2020 - December 11, 2020
VOYA FINANCIAL PARTNERS, LLC
December 23, 2014 - August 16, 2019
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 12/23/2014
Assistant Representative-Order Processing Qualification ExamCurrent Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
