Patrick M. Randall
Professional summary
Patrick M Randall, CFP®, who also goes by Patrick Randall, is a registered financial advisor currently at BULLDOG FINANCIAL PLANNING LLC located in Cumberland, Rhode Island.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Patrick has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patrick M Randall's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2012
Experience
March 29, 2022 - Present
BULLDOG FINANCIAL PLANNING LLC
January 1, 2008 - October 31, 2018
FIDELITY BROKERAGE SERVICES LLC
May 15, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/1/2022)
(3/29/2022)
Exams
Current Firm
BULLDOG FINANCIAL PLANNING LLC
CRD#: 318804 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 1,907,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
