Sara F. Lovell

21 WEST WEALTH MANAGEMENT LLC

Tustin, CA 92780

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CRD#: 5326656

Professional summary

Sara Faye Lovell, CFP®, who also goes by Sara F Lovell, Sara Lovell, Sara Faye Young, Sara Young, is a registered financial advisor currently at 21 WEST WEALTH MANAGEMENT LLC located in Tustin, California.

Sara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Sara has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sara F Lovell | Sara Lovell | Sara Faye Young | Sara Young

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sara Faye Lovell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 18, 2020 - Present

21 WEST WEALTH MANAGEMENT LLC

Office #1: 2522 Chambers Road Suite 100, Tustin, CA 92780

RIA

CRD#: 304532

Tustin, CA

Past

May 29, 2014 - May 3, 2016

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

TUSTIN, CA

Past

May 29, 2014 - May 3, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

TUSTIN, CA

Past

November 15, 2013 - May 21, 2014

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

IRVINE, CA

Past

November 15, 2013 - May 21, 2014

EQUITABLE ADVISORS, LLC

CRD#: 6627

IRVINE, CA

Past

September 25, 2012 - September 20, 2013

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SANTA ANA, CA

Past

September 21, 2012 - September 20, 2013

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SANTA ANA, CA

Past

November 24, 2010 - September 24, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

COSTA MESA, CA

Past

May 18, 2010 - September 24, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

COSTA MESA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

21 WEST WEALTH MANAGEMENT LLC

CRD#: 304532 / SEC#: 801-132023

RIA

Registered Investment Advisory firm - (3/5/2025 Approved)

California

Registered Investment Advisory firm - (4/9/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/10/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/18/2020)

IAR

Texas
(7/18/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/22/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/3/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/2010

General Securities Representative Examination

Current Firm

21 WEST WEALTH MANAGEMENT LLC

CRD#: 304532 / SEC#: 801-132023

RIA

Registered Investment Advisory firm - (3/5/2025 Approved)

California

Registered Investment Advisory firm - (4/9/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/10/2025 Terminated)

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Contact information

Main Address

2522 Chambers Road Suite 100, Tustin, CA 92780

Mailing Address

Phone number

(949) 774-2121

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A/2B (1/23/2025)

Regulatory assets under management

Total Number of Accounts	73
AUM (Assets Under Management)	$ 106,927,105

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sara F. Lovell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sara Faye Lovell's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

21 WEST WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/22/2010

SIE

Date: 5/3/2016

Series 7

Date: 5/17/2010

Current Firm

21 WEST WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

21 WEST WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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