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SW

Sakae Wada

WADA CAPITAL MANAGEMENT
EL CERRITO, CA 94530
Some features on this profile are disabled
CRD#: 5326008
SW

Professional summary

Sakae Wada is a registered financial advisor currently at WADA CAPITAL MANAGEMENT, LLC located in El Cerrito, California.

Sakae is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Sakae has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sakae Wada's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 5, 2007 - Present

WADA CAPITAL MANAGEMENT, LLC

Office #1: 11100 San Pablo Avenue Suite 203, El Cerrito, CA 94530
RIA
CRD#: 143634
EL CERRITO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/5/2007)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/29/2007
Uniform Investment Adviser Law Examination

Current Firm

WC
WADA CAPITAL MANAGEMENT, LLC
WADA CAPITAL MANAGEMENT, LLC

CRD#: 143634 / SEC#:

California
Registered Investment Advisory firm - (7/5/2007 Approved)
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Contact information

Main Address
11100 San Pablo Avenue Suite 203, El Cerrito, CA 94530
Mailing Address
Phone number
(510) 236-6220
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 43,255,165

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WADA CAPITAL MANAGEMENT, LLC

CRD#: 143634El Cerrito, CA 94530

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