AR
Adam D. Russell
RUSSELL WEALTH ADVISORS
Boone, IA 50036
Some features on this profile are disabled
CRD#: 5325670
AR
Professional summary
Adam D Russell is a registered financial advisor currently at RUSSELL WEALTH ADVISORS located in Boone, Iowa and LPL FINANCIAL LLC located in Boone, Iowa.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Adam has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 06/21/2011 - Russell Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business). 2. 10/9/2017 - Hardwood Genesis - Investment Related - Location: No services are provided. - Business Entity For Tax/Investment Purposes Only - Started 10/01/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 12/5/2017 - Russell Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/15/2017 - 120 Hours Per Month During Securities Trading - I provide investment advisory services through Russell Wealth Advisors, an independent investment advisor firm. I started this business activity on 12/05/2017. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 4/12/2018 - Russell Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/11/2018 - 120 Hours Per Month During Securities Trading. 5. 2/14/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Started 02/10/2020 - 0 Hours Per Month. 6. 5/11/2021 - Timberline Cabinet Supply Company LLC - Not Investment Related - Home Based - Other-Business Owner - Start Date: 10/12/2020 - 1 Hours Per Month/0 Hours During Securities Trading - Purchase items for woodworking.
CRS (Client Relationship Summary) - RIA
Click below to view Adam D Russell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 15, 2017 - Present
RUSSELL WEALTH ADVISORS
Office #1: 611 Story Street, Boone, IA 50036RIA
CRD#: 290403
Boone, IA
Current
July 30, 2007 - Present
LPL FINANCIAL LLC
Office #1: 611 Story St., Boone, IA 50036RIA
BD
CRD#: 6413
Boone, IA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(10/30/2007)
RR
Iowa(8/27/2007)
IAR
Iowa(12/15/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RW
RUSSELL WEALTH ADVISORS
RUSSELL WEALTH ADVISORS | RUSSELL WEALTH ADVISORS INC.
CRD#: 290403 / SEC#:
Iowa
Registered Investment Advisory firm - (12/15/2017 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
611 Story Street, Boone, IA 50036
Mailing Address
Po Box 634, Boone, IA 50036
Phone number
(515) 432-7000
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 207 |
| AUM (Assets Under Management) | $ 90,958,830 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
