Jeremy C. Newton

COSNER FINANCIAL GROUP

Midland, TX 79701

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CRD#: 5325210

Professional summary

Jeremy Caleb Newton, who also goes by Jeremy Newton, is a registered financial advisor currently at COSNER FINANCIAL GROUP, LLC located in Midland, Texas and OSAIC WEALTH, INC. located in Midland, Texas.

Jeremy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jeremy has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeremy Newton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. COSNER FINANCIAL GROUP, LLC; INVESTMENT RELATED;1030 Andrews Hwy,Ste #112,Midland,TX 79701; RIA; OFFICE MANAGER; 6/2009; 80 HRS/MONTH; 4HRS/DAY; SALARY; PROCESSING PAERWORK, VARIOUS REPORTING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Caleb Newton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2014 - Present

COSNER FINANCIAL GROUP, LLC

Office #1: 1030 Andrews Highway Suite 112, Midland, TX 79701

RIA

CRD#: 147942

Midland, TX

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 1030 N. Andrews Hwy 112 Suite #112, Midland, TX 79701

RIA

CRD#: 23131

MIDLAND, TX

Past

June 2, 2011 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

MIDLAND, TX

Past

November 17, 2008 - December 31, 2013

COSNER FINANCIAL GROUP, LLC

RIA

CRD#: 147942

MIDLAND, TX

Past

December 4, 2007 - June 3, 2011

NATIONAL PLANNING CORPORATION

CRD#: 29604

MIDLAND, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COSNER FINANCIAL GROUP, LLC

CRD#: 147942 / SEC#: 801-95177

RIA

Registered Investment Advisory firm - (4/22/2015 Approved)

Colorado

Registered Investment Advisory firm - (5/14/2015 Terminated)

Louisiana

Registered Investment Advisory firm - (5/11/2015 Terminated)

New Mexico

Registered Investment Advisory firm - (5/4/2015 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/1/2015 Terminated)

Texas

Registered Investment Advisory firm - (5/1/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Colorado
(3/31/2016)

IAR

Texas
(1/6/2014)

Texas
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/22/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/19/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/22/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/3/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

COSNER FINANCIAL GROUP, LLC

CRD#: 147942 / SEC#: 801-95177

RIA

Registered Investment Advisory firm - (4/22/2015 Approved)

Colorado

Registered Investment Advisory firm - (5/14/2015 Terminated)

Louisiana

Registered Investment Advisory firm - (5/11/2015 Terminated)

New Mexico

Registered Investment Advisory firm - (5/4/2015 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/1/2015 Terminated)

Texas

Registered Investment Advisory firm - (5/1/2015 Terminated)

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Contact information

Main Address

628 Main St, Windsor, CO 80550

Mailing Address

Phone number

(970) 482-3922

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COSNER AMENDED ADV PART 2A FIRM BROCHURE (2/26/2025)

COSNER AMENDED WRAP BROCHURE (2/26/2025)

Regulatory assets under management

Total Number of Accounts	985
AUM (Assets Under Management)	$ 324,481,630

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeremy C. Newton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Caleb Newton's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

COSNER FINANCIAL GROUP, LLC

NATIONAL PLANNING CORPORATION

Primary Firm SEC Registration

COSNER FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/22/2008

Series 63

Date: 1/19/2008

Series 7TO

Date: 7/22/2023

SIE

Date: 10/1/2018

Series 6

Date: 12/3/2007

FINRA

Current Firm

COSNER FINANCIAL GROUP, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COSNER FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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