Christopher D. Rowe
Professional summary
Christopher Douglas Rowe, who also goes by Chris Rowe, is a registered financial professional currently at FOURBRIDGES SECURITIES, LLC located in Chattanooga, Tennessee.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2007. Christopher has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 87, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Douglas Rowe's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2010 - Present
FOURBRIDGES SECURITIES, LLC
Office #1: 735 Broad Street, Suite 1204, Chattanooga, TN 37402June 5, 2007 - February 23, 2010
BROWN ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2010)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 28
Date: 2/17/2010
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
FOURBRIDGES SECURITIES, LLC
CRD#: 150806 / SEC#: , 8-68298
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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Company Information
FOURBRIDGES SECURITIES, LLC
CRD#: 150806Chattanooga, TN 37402TRUST BUT VERIFY
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