Christopher Douglas Rowe
Professional Summary
Christopher Douglas Rowe, who also goes by Chris Rowe, is a registered financial advisor currently at FOURBRIDGES SECURITIES, LLC located in Chattanooga, Tennessee. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2007. Christopher has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 87, Series 7, Series 14, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chris Rowe
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
FOURBRIDGES CAPITAL ADVISORS, LLC | FOURBRIDGES SECURITIES, LLC
Contact Information
Main Address
735 Broad Street, Suite 1204, Chattanooga, TN 37402Mailing Address
735 Broad Street, Suite 1204, Chattanooga, TN 37402Phone Number
(423) 266-7490Established
Tennessee since 03/25/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/8/2010)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Dec 2012About the Series 87 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Feb 2010About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher Douglas Rowe's CRS (Customer Relationship Summary).
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