MM
Marvin L. Mitchell
COMPASS RETIREMENT GROUP LLC
St. Louis, MO 63141
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CRD#: 5324636
MM
Professional summary
Marvin L. Mitchell, who also goes by Marvin Mitchell, is a registered financial advisor currently at COMPASS RETIREMENT GROUP LLC located in St. Louis, Missouri.
Marvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Marvin has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marvin Mitchell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Mitchell Retirement Group, LLC; NOT INVESTMENT RELATED; 10845 OLIVE BLVD #190 ST LOUIS MO 63131; SALE OF LIFE, DISABILITY, ANNUITIES, EQUITY INDEXED ANNUITIES; AGENT; 06/2013 to present; 20 HOURS PER MONTH DURING SECURITY HOURS; RECOMMEND AND SELL VARIOUS INSURANCE PRODUCTS TO CLIENTS. 2) Path to Prosperity, LLC DBA Wealth Creators; NOT INVESTMENT RELATED. 10845 OLIVE BLVD #190 ST LOUIS MO 63131; Life coaching. Clients of Path to Prosperity may become investment advisory clients. 20 hours per month. 3) Mamba Marketing Group, Inc. NOT INVESTMENT RELATED; 10845 OLIVE BLVD #190 ST LOUIS MO 63131; Bookkeeping entity used for marketing expenses. 5 hours per month. 4) CRE Solutions, LLC; NOT INVESTMENT RELATED; 10845 OLIVE BLVD #190 ST LOUIS MO 63131; Entity used for personal real estate investments. 2 hours per month. 5) APTS in STL, LLC; NOT INVESTMENT RELATED; 10845 OLIVE BLVD #190 ST LOUIS MO 63131; Entity used for personal real estate investments. 2 hours per month. 6) MGMT in STL, LLC; NOT INVESTMENT RELATED; 10845 OLIVE BLVD #190 ST LOUIS MO 63131; Entity used for personal real estate investments. 2 hours per month. 7) Mitchell Enterprise Group, LLC; 10845 OLIVE BLVD #190 ST LOUIS MO 63131; Entity used for personal real estate investment. This entity owns the building that serves as headquarters for investment advisory firm. 1 hour per month. 8) P2P, LLC and Digital Domination, LLC; Dormant Entities
CRS (Client Relationship Summary) - RIA
Click below to view Marvin L. Mitchell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2016 - Present
COMPASS RETIREMENT GROUP LLC
Office #1: 10326 Old Olive Street Road, St. Louis, MO 63141RIA
CRD#: 282420
St. Louis, MO
Past
May 22, 2013 - December 16, 2015
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
ST. LOUIS, MO
Past
May 21, 2013 - December 16, 2015
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
ST. LOUIS, MO
Past
August 27, 2012 - May 22, 2013
CORNERSTONE WEALTH MANAGEMENT, LLC
RIA
CRD#: 164666
DES PERES, MO
Past
January 3, 2012 - March 27, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
ST. PETERS, MO
Past
January 3, 2012 - June 5, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
ST. PETERS, MO
Past
July 10, 2007 - December 23, 2011
EDWARD JONES
RIA
CRD#: 250
HAZELWOOD, MO
Past
June 6, 2007 - December 23, 2011
EDWARD JONES
BD
CRD#: 250
HAZELWOOD, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CR
COMPASS RETIREMENT GROUP LLC
COMPASS RETIREMENT GROUP LLC | COMPASS RETIREMENT SOLUTIONS, LLC
CRD#: 282420 / SEC#: 801-124696
RIA
Registered Investment Advisory firm - (4/21/2022 Approved)Georgia
Registered Investment Advisory firm - (5/24/2022 Terminated)Illinois
Registered Investment Advisory firm - (5/4/2022 Terminated)Texas
Registered Investment Advisory firm - (5/4/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(3/23/2021)
IAR
Missouri(2/22/2016)
IAR
Texas(7/15/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CR
COMPASS RETIREMENT GROUP LLC
COMPASS RETIREMENT GROUP LLC | COMPASS RETIREMENT SOLUTIONS, LLC
CRD#: 282420 / SEC#: 801-124696
RIA
Registered Investment Advisory firm - (4/21/2022 Approved)Georgia
Registered Investment Advisory firm - (5/24/2022 Terminated)Illinois
Registered Investment Advisory firm - (5/4/2022 Terminated)Texas
Registered Investment Advisory firm - (5/4/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10326 Old Olive Street Road, St. Louis, MO 63141
Mailing Address
Phone number
(314) 373-1598
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,603 |
| AUM (Assets Under Management) | $ 93,497,237 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COMPASS RETIREMENT GROUP LLC
CRD#: 282420St. Louis, MO 63141TRUST BUT VERIFY
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