Eric T. Hamberg
RIK SAYLOR FINANCIAL
Fairfield, OH 45014
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CRD#: 5324635
Professional summary
Eric Thomas Hamberg, CFP® is a registered financial advisor currently at RIK SAYLOR FINANCIAL, INC. located in Fairfield, Ohio.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Eric has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Rik Saylor Financial LLC;investment related;1241 Nilles Road,Fairfield,OH 45014;RIA for clients;financial advisor;2013;140 hrs/month;6.5 hrs during trading;RIA-advisor 2)Sweet Cheeks Diaper Bank;not investment related;1615 Republic St,Cincinnati,Oh 45202;non-profit charity for unprivileged babies;board member & board chair;4/2021;4 hrs/month;0 hrs during trading;board member & treasurer 3)Hamberg Capital Management,LLC;investment related;6640 Chessie Drive,West Chester,OH 45069;LLC protection for my fees I collect on the RIA;owner;2013;0 hrs/month;0 hrs during trading;created this LLC for protection for the fees I collect under the Rik Saylor Financial 4)Knowledge Capital,LLC;investment related;6640 Chessie Drive,West Chester,Oh 45069;capital fund;trustee,1/3 owner;2018;1 hr/month;0 hrs during trading;trustee & 1/3 owner
CRS (Client Relationship Summary) - RIA
Click below to view Eric Thomas Hamberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
February 22, 2013 - Present
RIK SAYLOR FINANCIAL, INC.
Office #1: 1241 Nilles Road, Fairfield, OH 45014Office #2: 3825 Edwards Road, Cincinnati, OH 45209RIA
CRD#: 165484
Fairfield, OH
Past
December 3, 2018 - September 15, 2022
TRIAD ADVISORS LLC
BD
CRD#: 25803
Fairfield, OH
Past
November 29, 2017 - December 6, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
FAIRFIELD, OH
Past
November 29, 2017 - December 6, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
FAIRFIELD, OH
Past
July 30, 2010 - December 6, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
FAIRFIELD, OH
Past
April 1, 2008 - November 29, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
FAIRFIELD, OH
Past
September 20, 2007 - April 3, 2008
WADDELL & REED
RIA
CRD#: 866
CINCINNATI, OH
Past
September 14, 2007 - April 3, 2008
WADDELL & REED
BD
CRD#: 866
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RS
RIK SAYLOR FINANCIAL, INC.
RIK SAYLOR FINANCIAL | RIK SAYLOR FINANCIAL, INC.
CRD#: 165484 / SEC#: 801-121784
RIA
Registered Investment Advisory firm - (7/16/2021 Approved)Florida
Registered Investment Advisory firm - (7/28/2021 Terminated)Indiana
Registered Investment Advisory firm - (7/29/2021 Terminated)Ohio
Registered Investment Advisory firm - (7/29/2021 Terminated)Texas
Registered Investment Advisory firm - (7/28/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(11/4/2015)
IAR
Indiana(7/14/2015)
IAR
Kentucky(7/16/2021)
IAR
Ohio(2/22/2013)
IAR
Texas(5/11/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RS
RIK SAYLOR FINANCIAL, INC.
RIK SAYLOR FINANCIAL | RIK SAYLOR FINANCIAL, INC.
CRD#: 165484 / SEC#: 801-121784
RIA
Registered Investment Advisory firm - (7/16/2021 Approved)Florida
Registered Investment Advisory firm - (7/28/2021 Terminated)Indiana
Registered Investment Advisory firm - (7/29/2021 Terminated)Ohio
Registered Investment Advisory firm - (7/29/2021 Terminated)Texas
Registered Investment Advisory firm - (7/28/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1241 Nilles Road, Fairfield, OH 45014
Mailing Address
Phone number
(513) 829-8888
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,047 |
| AUM (Assets Under Management) | $ 178,923,765 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RIK SAYLOR FINANCIAL, INC.
CRD#: 165484Fairfield, OH 45014TRUST BUT VERIFY
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