Brent D. Brinker

MBE WEALTH MANAGEMENT

BARABOO, WI 53913

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CRD#: 5324627

Professional summary

Brent Douglas Brinker, who also goes by Brent Brinker, is a registered financial advisor currently at MBE WEALTH MANAGEMENT, LLC located in Baraboo, Wisconsin.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Brent has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brent Brinker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Douglas Brinker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 29, 2012 - Present

MBE WEALTH MANAGEMENT, LLC

Office #1: E 10890 Penny Ln, Baraboo, WI 53913

RIA

CRD#: 165516

BARABOO, WI

Past

November 29, 2017 - October 4, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

BARABOO, WI

Past

November 6, 2012 - October 4, 2018

LPL FINANCIAL LLC

CRD#: 6413

BARABOO, WI

Past

July 5, 2007 - December 31, 2010

EDWARD JONES

RIA

CRD#: 250

BARABOO, WI

Past

June 7, 2007 - January 3, 2011

EDWARD JONES

CRD#: 250

BARABOO, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MBE WEALTH MANAGEMENT, LLC

CRD#: 165516 / SEC#: 801-110772

RIA

Registered Investment Advisory firm - (7/7/2017 Approved)

Arizona

Registered Investment Advisory firm - (7/28/2017 Terminated)

Texas

Registered Investment Advisory firm - (7/28/2017 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/1/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/20/2013)

IAR

Wisconsin
(11/29/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/21/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/6/2007

General Securities Representative Examination

Current Firm

MBE WEALTH MANAGEMENT, LLC

CRD#: 165516 / SEC#: 801-110772

RIA

Registered Investment Advisory firm - (7/7/2017 Approved)

Arizona

Registered Investment Advisory firm - (7/28/2017 Terminated)

Texas

Registered Investment Advisory firm - (7/28/2017 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/1/2017 Terminated)

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Contact information

Main Address

200 W. Warren St., Tomah, WI 54660

Mailing Address

Phone number

(608) 372-5521

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MBE WEALTH MANAGEMENT, LLC FORM ADV2A ("DISCLOSURE BROCHURE") AND APPENDIX 1 ("WRAP FEE PROGRAM BROCHURE") (2/4/2026)

Regulatory assets under management

Total Number of Accounts	5,412
AUM (Assets Under Management)	$ 977,101,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brent D. Brinker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Douglas Brinker's CRS (Customer Relationship Summary).

Certified licenses

Experience

MBE WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

MBE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/21/2007

SIE

Date: 10/1/2018

Series 7

Date: 6/6/2007

Current Firm

MBE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MBE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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