Mark S. Kolta
Professional summary
Mark Sam Kolta was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial professional and started their career in finance in 2008. Prior to being barred, Mark had worked at 8 firms, which includes BRIDGEWAY WEALTH PARTNERS LLC, WORDEN CAPITAL MANAGEMENT LLC, AEGIS CAPITAL CORP., B. RILEY WEALTH ADVISORS INC., NATIONAL SECURITIES CORPORATION, CETERA ADVISORS LLC, CHASE INVESTMENT SERVICES CORP., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2023 - December 31, 2023
BRIDGEWAY WEALTH PARTNERS, LLC
April 6, 2018 - October 14, 2021
WORDEN CAPITAL MANAGEMENT LLC
August 17, 2017 - February 20, 2018
AEGIS CAPITAL CORP.
June 8, 2017 - February 20, 2018
AEGIS CAPITAL CORP.
April 20, 2016 - June 2, 2017
B. RILEY WEALTH ADVISORS, INC.
June 26, 2014 - January 4, 2016
B. RILEY WEALTH ADVISORS, INC.
September 12, 2013 - June 2, 2017
NATIONAL SECURITIES CORPORATION
November 25, 2011 - September 27, 2013
CETERA ADVISORS LLC
November 25, 2011 - September 27, 2013
CETERA ADVISORS LLC
April 30, 2008 - December 16, 2011
CHASE INVESTMENT SERVICES CORP.
April 30, 2008 - December 16, 2011
CHASE INVESTMENT SERVICES CORP.
March 8, 2008 - April 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 17, 2008 - April 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 7/1/2022
General Securities Representative ExaminationCurrent Firm
BRIDGEWAY WEALTH PARTNERS, LLC
CRD#: 299810 / SEC#: 801-114569
Contact information
Regulatory assets under management
| Total Number of Accounts | 516 |
| AUM (Assets Under Management) | $ 146,668,357 |
Red Flags
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