Mark S. Kolta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Sam Kolta, who also goes by Mark S Kolta, Mark Kolta, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2008. Mark had worked at 8 firms and has passed the Series 65, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2023 - December 31, 2023
BRIDGEWAY WEALTH PARTNERS, LLC
April 6, 2018 - October 14, 2021
WORDEN CAPITAL MANAGEMENT LLC
August 17, 2017 - February 20, 2018
AEGIS CAPITAL CORP.
June 8, 2017 - February 20, 2018
AEGIS CAPITAL CORP.
April 20, 2016 - June 2, 2017
B. RILEY WEALTH ADVISORS, INC.
June 26, 2014 - January 4, 2016
B. RILEY WEALTH ADVISORS, INC.
September 12, 2013 - June 2, 2017
NATIONAL SECURITIES CORPORATION
November 25, 2011 - September 27, 2013
CETERA ADVISORS LLC
November 25, 2011 - September 27, 2013
CETERA ADVISORS LLC
April 30, 2008 - December 16, 2011
CHASE INVESTMENT SERVICES CORP.
April 30, 2008 - December 16, 2011
CHASE INVESTMENT SERVICES CORP.
March 8, 2008 - April 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 17, 2008 - April 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/1/2022
General Securities Representative ExaminationCurrent Firm
BRIDGEWAY WEALTH PARTNERS, LLC
CRD#: 299810 / SEC#: 801-114569
Contact information
Regulatory assets under management
| Total Number of Accounts | 516 |
| AUM (Assets Under Management) | $ 146,668,357 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
