James M. Jacobucci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Michael Jacobucci, CFP®, who also goes by Jim Jacobucci, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2007. James had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2011 - January 17, 2017
ADVANCE CAPITAL MANAGEMENT INC
January 13, 2011 - January 17, 2017
ADVANCE CAPITAL SERVICES, INC.
January 3, 2011 - January 11, 2011
SPC
January 3, 2011 - January 11, 2011
SIGMA FINANCIAL CORPORATION
July 10, 2007 - January 4, 2011
EDWARD JONES
June 7, 2007 - January 4, 2011
EDWARD JONES
Primary Firm SEC Registration
ADVANCE CAPITAL MANAGEMENT INC
CRD#: 110767 / SEC#: 801-28092
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADVANCE CAPITAL MANAGEMENT INC
CRD#: 110767 / SEC#: 801-28092
Contact information
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,365 |
| AUM (Assets Under Management) | $ 4,504,447,556 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
