GC
Gregory Compa
COINBASE CAPITAL MARKETS CORP
NEW YORK, NY 10010
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CRD#: 5324133
GC
Professional summary
Gregory Compa is a registered financial professional currently at COINBASE CAPITAL MARKETS CORP located in New York, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 2017. Gregory has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Gregory Compa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 12, 2022 - Present
COINBASE CAPITAL MARKETS CORP
Office #1: One Madison Ave 24th Fl, New York, NY 10010Office #2: One Madison Ave 24th Fl, New York, NY 10010BD
CRD#: 10722
NEW YORK, NY
Past
January 12, 2022 - November 30, 2023
COINBASE SECURITIES, INC.
BD
CRD#: 151143
NEW YORK, NY
Past
December 6, 2018 - July 19, 2021
TRADEWEB DIRECT LLC
BD
CRD#: 103787
NEW YORK, NY
Past
December 6, 2018 - July 19, 2021
DEALERWEB LLC
BD
CRD#: 19662
JERSEY CITY, NJ
Past
September 14, 2017 - July 19, 2021
TRADEWEB LLC
BD
CRD#: 42759
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/3/2022)
RR
Alaska(5/3/2022)
RR
Arizona(5/3/2022)
RR
Arkansas(5/3/2022)
RR
California(5/3/2022)
RR
Colorado(1/12/2022)
RR
Connecticut(5/3/2022)
RR
Delaware(5/3/2022)
RR
District of Columbia(1/12/2022)
RR
Florida(1/12/2022)
RR
Georgia(5/3/2022)
RR
Hawaii(5/3/2022)
RR
Idaho(5/3/2022)
RR
Illinois(5/3/2022)
RR
Indiana(5/3/2022)
RR
Iowa(5/3/2022)
RR
Kansas(5/3/2022)
RR
Kentucky(5/3/2022)
RR
Louisiana(1/12/2022)
RR
Maine(5/3/2022)
RR
Maryland(1/12/2022)
RR
Massachusetts(5/3/2022)
RR
Michigan(5/3/2022)
RR
Minnesota(5/3/2022)
RR
Mississippi(5/3/2022)
RR
Missouri(5/3/2022)
RR
Montana(5/3/2022)
RR
Nebraska(5/3/2022)
RR
Nevada(5/3/2022)
RR
New Hampshire(5/3/2022)
RR
New Jersey(5/3/2022)
RR
New Mexico(5/3/2022)
RR
New York(5/3/2022)
RR
North Carolina(5/3/2022)
RR
North Dakota(5/3/2022)
RR
Ohio(5/4/2022)
RR
Oklahoma(5/3/2022)
RR
Oregon(5/3/2022)
RR
Pennsylvania(5/3/2022)
RR
Rhode Island(5/3/2022)
RR
South Carolina(5/3/2022)
RR
South Dakota(5/3/2022)
RR
Texas(5/3/2022)
RR
Utah(5/3/2022)
RR
Vermont(5/3/2022)
RR
Virginia(5/3/2022)
RR
Washington(5/3/2022)
RR
West Virginia(5/3/2022)
RR
Wisconsin(5/3/2022)
RR
Wyoming(5/3/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
COINBASE CAPITAL MARKETS CORP
ADVANCED FINANCIAL PARTNERS | TAX SHELTERS SECURITIES CORPORATION | STEWART FINANCIAL SERVICES | RDD WEALTH MANAGEMENT | OPEN NETWORK FINANCIAL CONSULTING | KEYSTONE DIVERSIFIED SECURITIES | KEYSTONE CAPITAL CORPORATION | COINBASE CAPITAL MARKETS CORP | COINBASE CAPITAL MARKETS | AUOUR ADVISORY, LLC
CRD#: 10722 / SEC#: 801-78249, 8-28032
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
One Madison Ave Suite 230, San Diego, CA 92130
Mailing Address
One Madison Ave 24th Fl, New York, NY 10010
Phone number
(858) 348-4405
Established
California since 06/18/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
