Gabriel Kaplan
DERASTONE
White Plains, NY
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CRD#: 5324045
Professional summary
Gabriel Kaplan, CFP® is a registered financial advisor currently at DERASTONE located in White Plains, New York.
Gabriel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Gabriel has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Biography
Hi! I’m Gabriel Kaplan, CFP® / CPA and I started Wealth Habits because I believe that anyone who wants financial planning should have access to it. The financial world has changed in the last 10 years and many of the old paradigms have shifted. Education and living costs have increased while compensation have maintained stable. Members of Generations X, Y and Z who want to achieve financial independence are forced to start planning early.
I can work with you to relieve stress about money by helping you clarify your goals and create an action plan to achieve them.
I provide integrated financial planning through fee-only services. Since I don’t sell any products, I am free of the conflicts of interest that can arise from those arrangements. I only answer to you.
I'm uniquely qualified as a Certified Public Accountant (CPA), Certified Financial Planner™ (CFP®), as well as +10 years of investing experience. Understanding financial planning, taxes, and investments provides me with the technical knowledge need to understand your issues on a deeper level, enabling you to focus on what's really important in life.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Investment Planning
Education Planning
Tax Planning
Comprehensive Financial Planni...
Estate Planning
Small Business Planning
Retirement Planning
Retirement Income Management
Life Transitions
Inheritance
Insurance Planning
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
Entrepreneurs
Fixed Fee (Subscription, Retai...
Generation X
High Net Worth Client Needs
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
- Manager of a Internet Publishing Company
- Owner of a solo-CPA practice
CRS (Client Relationship Summary) - RIA
Click below to view Gabriel Kaplan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
February 12, 2021 - Present
DERASTONE
RIA
CRD#: 153748
White Plains, NY
Past
August 26, 2008 - March 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DE
DERASTONE
DERASTONE | WEALTH HABITS | STRATEGIC INVESTORS | DERASTONE LLC
CRD#: 153748 / SEC#: 801-113640
RIA
Registered Investment Advisory firm - (7/19/2018 Approved)New York
Registered Investment Advisory firm - (7/27/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(2/12/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
DE
DERASTONE
DERASTONE | WEALTH HABITS | STRATEGIC INVESTORS | DERASTONE LLC
CRD#: 153748 / SEC#: 801-113640
RIA
Registered Investment Advisory firm - (7/19/2018 Approved)New York
Registered Investment Advisory firm - (7/27/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
White Plains, NY
Mailing Address
Phone number
(914) 685-6851
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 81,760,613 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
