Christine M. Moore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine M Moore, who also goes by Christine M Guerrero, Christine Mary Guerrero, Christine Moore Guerrero, Christine Mary Moore, Christine Moore, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 2008. Christine had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2018 - December 31, 2022
ERMAN RETIREMENT ADVISORY
July 18, 2017 - September 21, 2022
CETERA WEALTH SERVICES, LLC
July 18, 2017 - September 21, 2022
CETERA WEALTH SERVICES, LLC
December 5, 2013 - June 2, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 5, 2013 - June 2, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 10, 2011 - November 27, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
February 9, 2011 - November 27, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
May 9, 2009 - January 21, 2011
CROWELL, WEEDON & CO.
May 9, 2009 - January 21, 2011
CROWELL, WEEDON & CO.
December 9, 2008 - January 20, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 2, 2008 - January 20, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ERMAN RETIREMENT ADVISORY
CRD#: 113903 / SEC#: 801-112846
Contact information
Regulatory assets under management
| Total Number of Accounts | 311 |
| AUM (Assets Under Management) | $ 210,521,000 |
Red Flags
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