Jill E Baumes
Professional Summary
Jill E Baumes, who also goes by Jill E Ferreira, Jill Ferreira, is a registered financial advisor currently at SEROS WEALTH PARTNERS located in Gilbert, Arizona. Jill is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jill has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jill E Ferreira, Jill Ferreira
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
SEROS FINANCIAL, LLC | SEROS WEALTH PARTNERS
Contact Information
Main Address
155 E Rivulon Blvd Suite 304, Gilbert, AZ 85297Phone Number
(480) 967-1155# of Employees
10SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,049AUM (Assets Under Management)
$359,182,480Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
SEROS FINANCIAL, LLC | SEROS WEALTH PARTNERS
State Registrations and Notice Filings
(3/11/2013)
(1/27/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 2007About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Jill E Baumes's CRS (Customer Relationship Summary).
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