Jill E. Baumes

SEROS WEALTH PARTNERS

GILBERT, AZ 85297

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CRD#: 5323816

Professional summary

Jill E Baumes, who also goes by Jill E Ferreira, Jill Ferreira, is a registered financial advisor currently at SEROS WEALTH PARTNERS located in Gilbert, Arizona.

Jill is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jill has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

Jill E Ferreira | Jill Ferreira

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) SEROS FINANCIAL - ADVISOR - REGISTERED INVESTMENT ADVISOR - TEMPE, AZ - SINCE 09/2011 - INVESTMENT RELATED 2.) SEROS FINANCIAL LLC - INDEPENDENT INSURANCE AGENT - NON-VARIABLE INSURANCE - TEMPE, AZ - SINCE 07/2011 - NOT INVESTMENT RELATED 3.) OPULENCE FUND, LLC - OWNER - ADMIN SERVICES - TEMPE, AZ - SINCE 05/2012 - NOT INVESTMENT RELATED 4.) LALA'S BAY LLC - OWNER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - CHANDLER, AZ - SINCE 06/2021 - INVESTMENT RELATED 5.) SEROS FINANCIAL - WEALTH ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - TEMPE, AZ - SINCE 08/2022 - INVESTMENT RELATED 6.) SAMSARA RENTAL - LANDLORD - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - LAS VEGAS, NV - SINCE 11/2024 - NOT INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jill E Baumes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2013 - Present

SEROS WEALTH PARTNERS

Office #1: 155 E Rivulon Blvd Suite 304, Gilbert, AZ 85297

RIA

CRD#: 166808

GILBERT, AZ

Past

November 8, 2013 - November 26, 2025

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

TEMPE, AZ

Past

October 21, 2011 - December 31, 2020

NEWMARK CAPITAL MANAGEMENT, LLC

RIA

CRD#: 153960

TEMPE, AZ

Past

March 7, 2008 - July 2, 2008

QUESTAR CAPITAL CORPORATION

CRD#: 43100

CHANDLER, AZ

Past

May 25, 2007 - February 8, 2008

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

MESA, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEROS WEALTH PARTNERS

SEROS FINANCIAL, LLC | SEROS WEALTH PARTNERS

CRD#: 166808 / SEC#: 801-120609

RIA

Registered Investment Advisory firm - (3/25/2021 Approved)

Arizona

Registered Investment Advisory firm - (4/15/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/15/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/11/2013)

IAR

Texas
(1/27/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 6/22/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 8/12/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 11/7/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Status Unavailable

Passed: 5/24/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SEROS WEALTH PARTNERS

SEROS FINANCIAL, LLC | SEROS WEALTH PARTNERS

CRD#: 166808 / SEC#: 801-120609

RIA

Registered Investment Advisory firm - (3/25/2021 Approved)

Arizona

Registered Investment Advisory firm - (4/15/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/15/2021 Terminated)

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Contact information

Main Address

155 E Rivulon Blvd Suite 304, Gilbert, AZ 85297

Mailing Address

Phone number

(480) 967-1155

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A SEROS FINANCIAL, LLC (6/5/2026)

Regulatory assets under management

Total Number of Accounts	1,049
AUM (Assets Under Management)	$ 359,182,480

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jill E. Baumes

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jill E Baumes's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

NEWMARK CAPITAL MANAGEMENT, LLC

QUESTAR CAPITAL CORPORATION

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

SEROS WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Passed: 6/22/2018

Series 65

Passed: 8/12/2011

SIE

Passed: 10/1/2018

Series 7

Passed: 11/7/2013

Series 6

Passed: 5/24/2007

Current Firm

SEROS WEALTH PARTNERS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEROS WEALTH PARTNERS

TRUST BUT VERIFY

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