BB
Benjamin D. Biggs
SAGESPRING WEALTH PARTNERS
Frisco, TX 75034
Some features on this profile are disabled
CRD#: 5323714
BB
Professional summary
Benjamin David Biggs, who also goes by Ben Biggs, Benjamin Davis Biggs, Benjamin Biggs, is a registered financial advisor currently at SAGESPRING WEALTH PARTNERS located in Frisco, Texas.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Benjamin has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ben Biggs | Benjamin Davis Biggs | Benjamin Biggs
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Biggs Wealth Team Address: 2601 Network Blvd, Frisco, TX, 75034, United States Activity Type: Support Company - Non Owner Position/Title: Officer - President Investment Related: No Start Date: 12/09/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: Assist clients plan for retirement before it occurs and during by providing advice, direction, recommendations, support, and asset management among other things. (2)Name of Business: NA Address: Frisco, Tx, Frisco, TX, 75034, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/06/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LTC insurance sales (3)Name of Business: SageSpring Wealth Partners Address: 2601 Network Blvd Ste 101, Frisco, TX, 75034-9071, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: Yes Start Date: 11/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Personal financial advisor for the clients in my practice.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin David Biggs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2016 - Present
SAGESPRING WEALTH PARTNERS
Office #1: 2601 Network Blvd Ste 430, Frisco, TX 75034RIA
CRD#: 283515
Frisco, TX
Past
January 2, 2009 - December 20, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
FRISCO, TX
Past
December 2, 2008 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
FRISCO, TX
Past
July 15, 2008 - December 19, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
FRISCO, TX
Past
June 18, 2007 - June 25, 2008
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SAGESPRING WEALTH PARTNERS
SAGESPRING WEALTH PARTNERS | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, LLC | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. | SIAS INSURANCE GROUP
CRD#: 283515 / SEC#: 801-107971
RIA
Registered Investment Advisory firm - (7/6/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(12/17/2019)
IAR
Louisiana(3/24/2023)
IAR
Texas(10/5/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SW
SAGESPRING WEALTH PARTNERS
SAGESPRING WEALTH PARTNERS | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, LLC | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. | SIAS INSURANCE GROUP
CRD#: 283515 / SEC#: 801-107971
RIA
Registered Investment Advisory firm - (7/6/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
801 Crescent Centre Drive Suite 600, Franklin, TN 37067
Mailing Address
Phone number
(615) 861-6100
Established
Firm type
Fiscal year end
# of Employees
180
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,811 |
| AUM (Assets Under Management) | $ 6,485,071,326 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SAGESPRING WEALTH PARTNERS
CRD#: 283515Frisco, TX 75034TRUST BUT VERIFY
Monitor Benjamin Biggs
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
