Marcel M. Herbst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcel Mark Herbst was a registered financial professional .
Marcel is a previously registered financial professional and started their career in finance in 2011. Marcel had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2019 - February 3, 2022
STONEHAVEN, LLC
July 25, 2017 - October 4, 2019
GALLATIN CAPITAL LLC
October 12, 2016 - August 7, 2017
ARENA FINANCIAL SERVICES, LLC
August 3, 2011 - February 22, 2013
WESTON FINANCIAL SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
