Nathan A. Lovik

STRATEGIC ASSET MANAGEMENT LLC.

Rochester, MN 55901

Some features on this profile are disabled

CRD#: 5323456

Professional summary

Nathan Andrew Lovik, AIF®, CFP®, who also goes by Nate Lovik, is a registered financial advisor currently at STRATEGIC ASSET MANAGEMENT LLC. located in Rochester, Minnesota.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Nathan has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nate Lovik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Insurance Agent; Insurance Sales; Start Date: 10.2.16; Approximate Hours Spent On Activity: 2; Approximate Hours Spent On Activity During Trading Hours: 2 2) Planning With Purpose For Real - DBA used as Financial Planning Approximate Hours Spent On Activity: 40; Approximate Hours Spent On Activity During Trading Hours: 40 3) Simon Says Shoes - Non-Profit C-Founder - org raises funds to purchase shoes for area students in need. Approximate Hours Spent On Activity: 2; Approximate Hours Spent On Activity During Trading Hours: 0 4) Exercisabilities Non profit committee member Approximate Hours Spent On Activity: 2; Approximate Hours Spent On Activity During Trading Hours: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Andrew Lovik's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

July 11, 2023 - Present

STRATEGIC ASSET MANAGEMENT LLC.

Office #1: 2434 Superior Drive Nw Suite 101, Rochester, MN 55901

RIA

CRD#: 306384

Rochester, MN

Past

February 5, 2020 - February 15, 2023

STRATEGIC ASSET MANAGEMENT LLC.

RIA

CRD#: 306384

ROCHESTER, MN

Past

November 17, 2017 - March 29, 2023

STAR CAPITAL INC.

RIA

CRD#: 171057

ROCHESTER, MN

Past

October 30, 2017 - August 23, 2019

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

Byron, MN

Past

August 9, 2016 - September 28, 2017

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

CORALVILLE, IA

Past

March 5, 2013 - October 3, 2017

RDA FINANCIAL NETWORK

RIA

CRD#: 147309

CORALVILLE, IA

Past

March 4, 2013 - July 29, 2016

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

CORALVILLE, IA

Past

October 26, 2012 - December 3, 2012

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

May 29, 2009 - January 8, 2010

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

WOODBURY, MN

Past

May 31, 2007 - September 7, 2007

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDINA, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ASSET MANAGEMENT LLC.

CRD#: 306384 / SEC#: 801-120401

RIA

Registered Investment Advisory firm - (2/26/2021 Approved)

Iowa

Registered Investment Advisory firm - (3/1/2021 Terminated)

Minnesota

Registered Investment Advisory firm - (3/11/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/8/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(7/11/2023)

IAR

Minnesota
(7/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/9/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/2/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/25/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/30/2007

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/27/2013

General Securities Principal Examination

Current Firm

STRATEGIC ASSET MANAGEMENT LLC.

CRD#: 306384 / SEC#: 801-120401

RIA

Registered Investment Advisory firm - (2/26/2021 Approved)

Iowa

Registered Investment Advisory firm - (3/1/2021 Terminated)

Minnesota

Registered Investment Advisory firm - (3/11/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/8/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2434 Superior Drive Nw Suite 101, Rochester, MN 55901

Mailing Address

Phone number

(888) 526-8755

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- STRATEGIC ASSET MANAGEMENT LLC. (2/28/2025)

Regulatory assets under management

Total Number of Accounts	633
AUM (Assets Under Management)	$ 124,399,526

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Carrow

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Rochester, MN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nathan A. Lovik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Andrew Lovik's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC ASSET MANAGEMENT LLC.

STAR CAPITAL INC.

PEAK BROKERAGE SERVICES, LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RDA FINANCIAL NETWORK

CAMBRIDGE INVESTMENT RESEARCH, INC.

EDWARD JONES

HIMCO DISTRIBUTION SERVICES COMPANY

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

STRATEGIC ASSET MANAGEMENT LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/9/2012

Series 63

Date: 5/2/2007

SIE

Date: 10/1/2018

Series 7

Date: 10/25/2012

Series 6

Date: 5/30/2007

Series 24

Date: 9/27/2013

Current Firm

STRATEGIC ASSET MANAGEMENT LLC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC ASSET MANAGEMENT LLC.

TRUST BUT VERIFY

Similar Advisors