JY
Jodie D. Young
VALIC FINANCIAL ADVISORS
Boca Raton, FL 33431
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CRD#: 5323403
JY
Professional summary
Jodie D Young, who also goes by Jodie D Young, Jodie Denesia Young, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Boca Raton, Florida.
Jodie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jodie has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jodie D Young | Jodie Denesia Young
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 06/23/2025 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non- Securities Insurance products for AGIA CONDO RENTAL POSITION: Landlord/Owner NATURE: Rental property (1 br condo) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/23/2025 ADDRESS: 2015 SE 10TH AVE, APT 106, FORT LAUDERDALE FL 33316, United States DESCRIPTION: no extensive duties to manage this rental
CRS (Client Relationship Summary) - RIA
Click below to view Jodie D Young's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jodie D Young's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 24, 2025 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 1800 North Military Trail Suite 340, Boca Raton, FL 33431RIA
BD
CRD#: 42803
Boca Raton, FL
Current
June 23, 2025 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 1800 North Military Trail Suite 340, Boca Raton, FL 33431RIA
BD
CRD#: 42803
Boca Raton, FL
Past
June 24, 2024 - June 17, 2025
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
FORT LAUDERDALE, FL
Past
June 24, 2024 - June 17, 2025
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
FORT LAUDERDALE, FL
Past
August 28, 2023 - June 21, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
FORT LAUDERDALE, FL
Past
August 25, 2023 - June 21, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
FORT LAUDERDALE, FL
Past
January 13, 2023 - August 16, 2023
MORGAN STANLEY
BD
CRD#: 149777
Plantation, FL
Past
January 12, 2017 - August 16, 2023
HARRISDIRECT LLC
RIA
CRD#: 42159
Plantation, FL
Past
January 12, 2017 - August 16, 2023
E*TRADE SECURITIES LLC
BD
CRD#: 29106
Plantation, FL
Past
March 17, 2015 - January 9, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
FT LAUDERDALE, FL
Past
March 13, 2015 - January 9, 2017
TD AMERITRADE, INC.
RIA
CRD#: 7870
FT. LAUDERDALE, FL
Past
March 11, 2015 - January 9, 2017
TD AMERITRADE, INC.
BD
CRD#: 7870
FT. LAUDERDALE, FL
Past
August 29, 2012 - February 25, 2015
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
FT. LAUDERDALE, FL
Past
October 20, 2011 - February 24, 2015
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
FT. LAUDERDALE, FL
Past
January 2, 2009 - August 11, 2011
NATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 13041
WESTLAKE, TX
Past
January 1, 2008 - October 9, 2008
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Past
May 23, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/23/2025)
IAR
Florida(6/24/2025)
RR
Texas(9/12/2025)
IAR
Texas(9/12/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803Boca Raton, FL 33431TRUST BUT VERIFY
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