Christopher Villegas
Professional summary
Christopher Villegas, who also goes by Chris Jay VIllegas, Christopher Jay Villegas, is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Fort Collins, Colorado.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Christopher has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Villegas's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2017 - Present
UNITED CAPITAL FINANCIAL ADVISORS
Office #1: 401 W. Mountain Ave Ste 101, Fort Collins, CO 80521June 23, 2011 - September 18, 2015
UNITED CAPITAL FINANCIAL ADVISORS
January 24, 2008 - February 5, 2009
WADDELL & REED
October 11, 2007 - February 5, 2009
WADDELL & REED
Primary Firm SEC Registration
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/8/2017)
Exams
Current Firm
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,738 |
| AUM (Assets Under Management) | $ 17,211,052,120 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2024 | ||
| 10/30/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
