Zhiqiang Zhao
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zhiqiang Zhao was a registered financial professional .
Zhiqiang is a previously registered financial professional and started their career in finance in 2007. Zhiqiang had worked at 2 firms and has passed the Series 63, SIE, Series 56, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2014 - January 7, 2019
BELVEDERE TRADING LLC
September 18, 2007 - May 19, 2008
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 8/22/2014
Proprietary Trader Qualification ExaminationCurrent Firm
BELVEDERE TRADING LLC
CRD#: 132605 / SEC#: , 8-66612
Contact information
Documents
Disclosures
| Regulatory Event | 29 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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