CM
Chapin G. Mcanally
NATIONWIDE SECURITIES
COLUMBUS, OH 43215
Some features on this profile are disabled
CRD#: 5323003
CM
Professional summary
Chapin Giordano Mcanally, who also goes by Chapin A Giordano, Chapin Giordano, Alexandra Chapin Giordano, Chapin Giordano Mcanally, Chapin Mcanally, is a registered financial advisor currently at NATIONWIDE SECURITIES, LLC located in Columbus, Ohio.
Chapin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Chapin has worked at 5 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chapin A Giordano | Chapin Giordano | Alexandra Chapin Giordano | Chapin Giordano Mcanally | Chapin Mcanally
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Chapin Giordano Mcanally's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Chapin Giordano Mcanally's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 5, 2017 - Present
NATIONWIDE SECURITIES, LLC
Office #1: One Nationwide Plaza, Columbus, OH 43215RIA
BD
CRD#: 11173
COLUMBUS, OH
Current
November 28, 2017 - Present
NATIONWIDE SECURITIES, LLC
Office #1: One Nationwide Plaza, Columbus, OH 43215RIA
BD
CRD#: 11173
COLUMBUS, OH
Past
May 22, 2017 - October 30, 2017
JPMORGAN DISTRIBUTION SERVICES, INC.
BD
CRD#: 104234
COLUMBUS, OH
Past
September 24, 2014 - April 25, 2017
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
Grandview Heights, OH
Past
January 30, 2013 - April 25, 2017
NATIONWIDE SECURITIES, LLC
RIA
CRD#: 11173
Grandview Heights, OH
Past
December 4, 2012 - September 22, 2014
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Past
July 2, 2012 - November 27, 2012
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
SAN DIEGO, CA
Past
December 11, 2009 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
SAN DIEGO, CA
Past
January 1, 2008 - November 19, 2012
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NS
NATIONWIDE SECURITIES, LLC
NATIONWIDE ADVISORY SERVICES, INC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, LLC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, INC. | NATIONWIDE SECURITIES, LLC | NATIONWIDE SECURITIES, INC. | NATIONWIDE ADVISORY SERVICES, INC.
CRD#: 11173 / SEC#: 801-69260, 8-12500
RIA
Registered Investment Advisory firm - SEC (7/9/2008 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/7/2018)
IAR
Arizona(9/13/2018)
RR
Arkansas(9/7/2018)
IAR
Arkansas(9/10/2018)
RR
California(9/7/2018)
IAR
California(9/10/2018)
RR
Colorado(9/7/2018)
IAR
Colorado(9/10/2018)
RR
Indiana(11/28/2017)
RR
Kansas(9/7/2018)
IAR
Kansas(9/13/2018)
RR
Missouri(9/7/2018)
IAR
Missouri(9/10/2018)
RR
Nebraska(9/7/2018)
IAR
Nebraska(9/12/2018)
RR
Nevada(9/7/2018)
IAR
Nevada(9/20/2018)
RR
Ohio(11/28/2017)
IAR
Ohio(12/5/2017)
RR
Oregon(9/7/2018)
IAR
Oregon(9/7/2018)
RR
Texas(9/7/2018)
IAR
Texas(9/12/2018)
RR
Utah(9/7/2018)
IAR
Utah(9/10/2018)
RR
Washington(9/7/2018)
IAR
Washington(9/10/2018)
RR
Wyoming(9/7/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NATIONWIDE SECURITIES, LLC
NATIONWIDE ADVISORY SERVICES, INC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, LLC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, INC. | NATIONWIDE SECURITIES, LLC | NATIONWIDE SECURITIES, INC. | NATIONWIDE ADVISORY SERVICES, INC.
CRD#: 11173 / SEC#: 801-69260, 8-12500
RIA
Registered Investment Advisory firm - SEC (7/9/2008 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
One Nationwide Plaza Mailing Code: 01-17-402, Columbus, OH 43215
Mailing Address
One Nationwide Plaza 1-33-401, Columbus, OH 43215
Phone number
(888) 753-7364
Established
Delaware since 10/09/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
24
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS, INC. | MANAGING MEMBER | |
| ANIANO, JOSEPH NICHOLAS | PRESIDENT | 4303290 |
| GINNAN, STEVEN A. | BOARD MANAGER | 6984613 |
| JESTICE, KEVIN THOMAS | BOARD MANAGER | 5363377 |
| RABENSTINE, JAMES JAY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD MANAGER | 5250338 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
