Daniel B. Fitzgerald

PINNACLE FINANCIAL GROUP LLC

Western Springs, IL 60558

Some features on this profile are disabled

CRD#: 5322909

Professional summary

Daniel Brian Fitzgerald, CFP® is a registered financial advisor currently at PINNACLE FINANCIAL GROUP LLC located in Western Springs, Illinois.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Daniel has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

What are your service offerings?

Estate Planning

Employee and Employer Plan Ben...

Retirement Planning

Insurance Planning

Retirement Income Management

Inheritance

Tax Planning

Social Security Planning

Budgeting

Life Transitions

Comprehensive Financial Planni...

Investment Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ALBATROSS41, LLC WESTERN SPRINGS, IL MANAGING MEMBER THIS ENTITY OWNS 50% OF PINNACLE FINANCIAL GROUP, LLC SINCE 07/2021

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Brian Fitzgerald's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

August 3, 2015 - Present

PINNACLE FINANCIAL GROUP LLC

Office #1: 823 Burlington Avenue, Western Springs, IL 60558

RIA

CRD#: 116600

Western Springs, IL

Past

June 11, 2014 - July 24, 2015

AEQUUS WEALTH MANAGEMENT RESOURCES, LLC

RIA

CRD#: 106563

CHICAGO, IL

Past

October 23, 2007 - December 31, 2009

NORTHERN TRUST SECURITIES, INC.

RIA

CRD#: 7927

CHICAGO, IL

Past

July 18, 2007 - May 1, 2014

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINNACLE FINANCIAL GROUP LLC

CRD#: 116600 / SEC#: 801-71357

RIA

Registered Investment Advisory firm - (4/19/2010 Approved)

Illinois

Registered Investment Advisory firm - (4/19/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/3/2015)

IAR

Texas
(8/12/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/17/2007

General Securities Representative Examination

Current Firm

PINNACLE FINANCIAL GROUP LLC

CRD#: 116600 / SEC#: 801-71357

RIA

Registered Investment Advisory firm - (4/19/2010 Approved)

Illinois

Registered Investment Advisory firm - (4/19/2010 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

823 Burlington Avenue, Western Springs, IL 60558

Mailing Address

Phone number

(708) 246-6262

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PINNACLE FINANCIAL GROUP LLC (3/3/2025)

Regulatory assets under management

Total Number of Accounts	1,138
AUM (Assets Under Management)	$ 571,021,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

James Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Downers Grove, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel B. Fitzgerald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Brian Fitzgerald's CRS (Customer Relationship Summary).

Certified licenses

Experience

PINNACLE FINANCIAL GROUP LLC

AEQUUS WEALTH MANAGEMENT RESOURCES, LLC

NORTHERN TRUST SECURITIES, INC.

NORTHERN TRUST SECURITIES, INC.

Primary Firm SEC Registration

PINNACLE FINANCIAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2007

Series 7

Date: 7/17/2007

Current Firm

PINNACLE FINANCIAL GROUP LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PINNACLE FINANCIAL GROUP LLC

TRUST BUT VERIFY

Similar Advisors