Steven B. Grist

LEGACY 401K PARTNERS

GRAPEVINE, TX 76051

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CRD#: 5322891

Professional summary

Steven Bradley Grist, AIF®, who also goes by Brad Grist, Steve Bradley Grist, is a registered financial advisor currently at LEGACY 401K PARTNERS, LLC located in Grapevine, Texas.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Steven has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Grist | Steve Bradley Grist

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. EAST DALLAS INVESTMENTS, LLC, FAMILY OWNED LLC ESTABLISHED EXCLUSIVELY FOR THE PURCHASE OF RESIDENTIAL REAL ESTATE TO BE USED AS RENTAL PROPERTIES. ZERO HOURS TO BE SPENT DURING TRADING HOURS AND ALL REVENUE/PROCEEDS TO BE RE-INVESTED BACK INTO THE LLC FOR PURCHASE OF ADDITIONAL PROPERTIES. DESPITE THE NAME, NO SECURITIES WILL BE OFFERED, ONLY INVESTING IN RESIDENTIAL REAL ESTATE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Bradley Grist's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

August 12, 2015 - Present

LEGACY 401K PARTNERS, LLC

Office #1: 1785 State Hwy 26 Suite 200, Grapevine, TX 76051

RIA

CRD#: 181525

GRAPEVINE, TX

Past

February 27, 2014 - August 5, 2015

ISC ADVISORS, INC.

RIA

CRD#: 166586

DALLAS, TX

Past

January 30, 2008 - December 31, 2013

INSTITUTIONAL SECURITIES CORPORATION

RIA

CRD#: 20291

DALLAS, TX

Past

January 24, 2008 - August 5, 2015

INSTITUTIONAL SECURITIES CORPORATION

CRD#: 20291

DALLAS, TX

Past

October 3, 2007 - October 12, 2007

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

PLANO, TX

Past

October 3, 2007 - October 12, 2007

EQUITABLE ADVISORS, LLC

CRD#: 6627

PLANO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/12/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/24/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/5/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/2007

General Securities Representative Examination

Current Firm

LEGACY 401K PARTNERS, LLC

CRD#: 181525 / SEC#:

Texas

Registered Investment Advisory firm - (8/10/2015 Approved)

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Contact information

Main Address

1785 State Hwy 26 Suite 200, Grapevine, TX 76051

Mailing Address

Phone number

(817) 329-5027

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Steven B. Grist

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Bradley Grist's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY 401K PARTNERS, LLC

ISC ADVISORS, INC.

INSTITUTIONAL SECURITIES CORPORATION

INSTITUTIONAL SECURITIES CORPORATION

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/24/2007

SIE

Date: 8/5/2015

Series 7

Date: 10/2/2007

Current Firm

LEGACY 401K PARTNERS, LLC

Contact information

Documents

Red Flags

Company Information

LEGACY 401K PARTNERS, LLC

TRUST BUT VERIFY

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