Amanda Arcilesi Simmons
STIFEL INDEPENDENT ADVISORS
Salt Lake City, UT 84106
Some features on this profile are disabled
CRD#: 5322885
Professional summary
Amanda Arcilesi Simmons, CFP®, who also goes by Amanda Lynne Arcilesi, Amanda Lynne Arcilesi-simmons, Amanda Lynne Simmons, is a registered financial advisor currently at STIFEL INDEPENDENT ADVISORS, LLC located in Salt Lake City, Utah.
Amanda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Amanda has worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amanda Lynne Arcilesi | Amanda Lynne Arcilesi-Simmons | Amanda Lynne Simmons
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ALAS Advisors, LLC; 8387 S 865 E Sany , Utah 84094; LLC for SIA business owner; Manager of LLC for business income/expenses for SIA business owner; collect income, file taxes, pay expenses; 12/01/2018; 3 Hours per Month; Not during securities trading hours; Investment Related. 2. Arc Wealth Management, LLC; 1240 E 2100S, Ste 400, Salt Lake City, UT 84106; Wealth Management; Owner; 12/31/2019; 4 Hours per Month; During security trading hours; Investment-Related. 3. Arc Wealth Management 401k PSP; 1240 E 2100S, Ste 400, Salt Lake City, UT 84106; Wealth Management; Trustee; Trustee of 401k plan; 12/31/2019; 3 Hours per Month; During security trading hours; Investment-Related. 4. CiBaz Properties LLC; 8387 S 865 E, Sandy, Utah 84094; Rental property; Manager of LLC for rental property; file annual tax return, receive income; 10/01/2011; 1 Hour per Month; Not during securities trading hours; Investment Related. 5. Girl Scouts of Utah; 445 E 4500 S, Salt Lake City, Utah 84107; non-profit empowering young girls with skills for leadership; Finance Committee Member; help make decisions for Girl Scouts investment accounts, review P/L; 04/15/2023; 3 Hours per Month; Not during securities trading hours; Not Investment Related. 6. Girl Scouts of Utah; 445 E 4500 S, Salt Lake City, UT 84107; Empowering and teaching young girls; Board Member; Assisting with decision making for the future of the organization, attending meetings & reviewing financials; 04/01/2024; 5 hrs/month; Not during securities trading hours; Not Investment Related 7. Notary public; 1240 E 2100 S Salt Lake City UT 84093; Notary public for state of Utah; Occasionally notarize forms for clients; 08/20/2010; 1 hr/year; During security trading hours; Investment-Related 8. Albion Middle School School Community Council; 2755 Newcastle Dr Sandy, UT 84093; Public School; School Community Council; helping the school make decisions for students and teachers; 08/18/2025; 1hr/mth; Not during securities trading hours; Not investment related
CRS (Client Relationship Summary) - RIA
Click below to view Amanda Arcilesi Simmons's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Amanda Arcilesi Simmons's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
June 20, 2023 - Present
STIFEL INDEPENDENT ADVISORS, LLC
Office #1: 1240 East 2100 South Suite 400, Salt Lake City, UT 84106RIA
BD
CRD#: 28218
Salt Lake City, UT
Current
June 20, 2023 - Present
STIFEL INDEPENDENT ADVISORS, LLC
Office #1: 1240 East 2100 South Suite 400, Salt Lake City, UT 84106RIA
BD
CRD#: 28218
Salt Lake City, UT
Past
August 23, 2012 - July 5, 2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
SALT LAKE CITY, UT
Past
August 23, 2012 - July 5, 2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
SALT LAKE CITY, UT
Past
June 1, 2009 - September 5, 2012
MORGAN STANLEY
RIA
CRD#: 149777
SALT LAKE CITY, UT
Past
June 1, 2009 - September 5, 2012
MORGAN STANLEY
BD
CRD#: 149777
SALT LAKE CITY, UT
Past
October 2, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
SALT LAKE CITY, UT
Past
September 10, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STIFEL INDEPENDENT ADVISORS, LLC
CENTURY SECURITIES ASSOCIATES INC | STIFEL INDEPENDENT ADVISORS, LLC | CENTURY SECURITIES ASSOCIATES, INC.
CRD#: 28218 / SEC#: 801-43561, 8-43514
RIA
Registered Investment Advisory firm - SEC (3/19/1993 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/20/2023)
RR
California(6/20/2023)
RR
Colorado(6/20/2023)
RR
Florida(6/20/2023)
RR
Hawaii(6/20/2023)
RR
Idaho(6/20/2023)
RR
Illinois(6/20/2023)
RR
Indiana(6/20/2023)
RR
Louisiana(9/29/2025)
RR
Massachusetts(5/13/2025)
RR
Missouri(3/18/2024)
RR
Montana(6/20/2023)
RR
Nevada(6/20/2023)
RR
New Jersey(6/20/2023)
RR
New Mexico(6/20/2023)
RR
New York(6/20/2023)
RR
Oregon(6/20/2023)
RR
Pennsylvania(6/20/2023)
RR
Texas(6/20/2023)
IAR
Texas(6/20/2023)
RR
Utah(6/20/2023)
IAR
Utah(6/20/2023)
RR
Virginia(8/11/2025)
RR
Washington(6/20/2023)
RR
Wyoming(6/20/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SI
STIFEL INDEPENDENT ADVISORS, LLC
CENTURY SECURITIES ASSOCIATES INC | STIFEL INDEPENDENT ADVISORS, LLC | CENTURY SECURITIES ASSOCIATES, INC.
CRD#: 28218 / SEC#: 801-43561, 8-43514
RIA
Registered Investment Advisory firm - SEC (3/19/1993 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Financial Plaza 501 North Broadway, St Louis, MO 63102
Mailing Address
One Financial Plaza 501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-4051
Established
Missouri since 05/24/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
206
SEC notice filing (49 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | OWNER-HOLDING COMPANY OWNING 100% | |
| KRUSZEWSKI, RONALD JAMES | CHAIRMAN, STIFEL FINANCIAL | 1434827 |
| BRAUTIGAM, ALLEN COR | PRESIDENT AND CEO | 2400179 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER | 4696103 |
| DODSON, CHARLES EDWARD | CCO-ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL | 4970942 |
| MELINGER, ADAM SCOTT | ROSFP | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| ROWAN, JAMES FRANCIS | PRINCIPAL FINANCIAL OFFICER | 1976998 |
| ZEMLYAK, JAMES MARK | MANAGER, BOARD OF MANAGERS | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 11,648 |
| AUM (Assets Under Management) | $ 4,379,138,273 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2024 | ||
| 09/28/2023 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STIFEL INDEPENDENT ADVISORS, LLC
CRD#: 28218Salt Lake City, UT 84106TRUST BUT VERIFY
Monitor Amanda Arcilesi Simmons
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
