Wayne P. Coleman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Peter Coleman was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 2007. Wayne had worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2019 - October 19, 2022
DUANE STREET CAPITAL BD LLC
September 6, 2018 - January 31, 2019
LIQUIDITYEDGE, LLC
January 26, 2015 - September 9, 2016
TULLETT PREBON FINANCIAL SERVICES LLC
May 12, 2010 - December 2, 2014
ICAP SECURITIES USA LLC
January 2, 2008 - December 2, 2014
TP ICAP GLOBAL MARKETS AMERICAS LLC
April 25, 2007 - January 17, 2008
GFI SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
DUANE STREET CAPITAL BD LLC
CRD#: 299655 / SEC#: , 8-70254
Contact information
Documents
Red Flags
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