William A. Mcgugin
Professional summary
William Applegarth Mcgugin, who also goes by Bill Mcgugin, is a registered financial professional currently at ICA, LLC located in Nashville, Tennessee.
William is registered as a RR (Registered Representative) and started their career in finance in 2007. William has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Applegarth Mcgugin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2008 - Present
ICA, LLC
Office #1: 102 Woodmont Blvd. Suite 130, Nashville, TN 37205Office #2: 102 Woodmont Blvd. Suite 130, Nashville, TN 37205April 17, 2007 - December 5, 2007
SIMMONS FIRST INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/3/2008)
(4/25/2016)
(1/29/2019)
(6/26/2009)
(4/27/2010)
(1/10/2008)
(1/8/2015)
(1/15/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ICA, LLC
CRD#: 145235 / SEC#: , 8-67717
Contact information
FINRA licenses (7 States and Territories)
Red Flags
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