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Timothy Paul Munsie

PRUDENTIAL ANNUITIES DISTRIBUTORS
Franklin, TN
·CRD# 5322321·19 years experience

Professional Summary

Timothy Paul Munsie, who also goes by Timothy Munsie, is a registered financial advisor currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Franklin, Tennessee. Timothy is registered as a RR (Registered Representative) and started their career in finance in 2007. Timothy has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Timothy Munsie

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC·CRD# 21570
BD
Franklin, TN
January 6, 2026 - Present
JACKSON NATIONAL LIFE DISTRIBUTORS LLC·CRD# 40178
BD
Franklin, TN
May 2, 2018 - November 13, 2025
NATIONAL PLANNING CORPORATION·CRD# 29604
RIA
Denver, CO
December 22, 2016 - May 1, 2018
SII INVESTMENTS, INC.·CRD# 2225
BD
Appleton, WI
December 22, 2016 - May 1, 2018
NATIONAL PLANNING CORPORATION·CRD# 29604
BD
Denver, CO
December 22, 2016 - May 1, 2018
INVESTMENT CENTERS OF AMERICA, INC.·CRD# 16443
BD
Appleton, WI
December 22, 2016 - May 1, 2018
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
Appleton, WI
December 22, 2016 - May 1, 2018
OSAIC INSTITUTIONS, INC.·CRD# 35371
RIA
Meriden, CT
November 4, 2014 - September 23, 2016
OSAIC INSTITUTIONS, INC.·CRD# 35371
BD
Meriden, CT
November 4, 2014 - September 23, 2016
OSAIC FS, INC.·CRD# 3870
RIA
East Hartford, CT
February 10, 2010 - November 4, 2014
OSAIC FS, INC.·CRD# 3870
BD
East Hartford, CT
February 8, 2010 - November 4, 2014
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Hartford, CT
January 31, 2008 - October 6, 2009
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Hartford, CT
July 18, 2007 - October 6, 2009

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Current Firm

PA
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

AMERICAN SKANDIA MARKETING, INC. | PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570 / SEC#: 8-39058
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Corporate Drive, Shelton, CT 06484

Mailing Address

One Corporate Drive, Shelton, CT 06484

Phone Number

(800) 628-6039

Established

Delaware since 09/08/1987

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THE PRUDENTIAL INSURANCE COMPANY OF AMERICASHAREHOLDER COMMON—
HAGGERTY, SCOTT PETERPRESIDENT2619329
HAGGERTY, SCOTT PETERCHIEF EXECUTIVE OFFICER2619329
MCGRATH, SHANE THOMASCHIEF COMPLIANCE OFFICER4458909
SMIT, ROBERT PHILIPFINOP, CFO2332366
THOMSEN, JORDAN KCHIEF LEGAL OFFICER AND SECRETARY2821664

Disclosures

Regulatory Event

2

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Tennessee
(2/2/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2008About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2018About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Timothy Paul Munsie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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