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TH

Tunisia D. Harrison

STRATCAP SECURITIES
NEW YORK, NY 10112
Some features on this profile are disabled
CRD#: 5322024
TH

Professional summary

Tunisia Darlene Harrison, who also goes by Tunisia Darlene Harrison, Tunisia Darlene Shaw, is a registered financial professional currently at STRATCAP SECURITIES, LLC located in New York, New York and FIRSTRADE SECURITIES INC. located in Flushing, New York.

Tunisia is registered as a RR (Registered Representative) and started their career in finance in 2008. Tunisia has worked at 15 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tunisia Darlene Harrison | Tunisia Darlene Shaw

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tunisia Darlene Harrison's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 8, 2024 - Present

STRATCAP SECURITIES, LLC

Office #1: 30 Rockefeller Plaza, Suite 2050, New York, NY 10112
BD
CRD#: 151152
NEW YORK, NY
Current

April 30, 2025 - Present

FIRSTRADE SECURITIES INC.

Office #1: 30-50 Whitestone Expressway Suite A301, Flushing, NY 11354
BD
CRD#: 16843
Flushing, NY
Current

August 5, 2025 - Present

HEALTHCARE COMMUNITY SECURITIES CORP.

Office #1: One Empire Drive, Rensselaer, NY 12144
RIA
BD
CRD#: 36026
Rensselaer, NY
Current

November 14, 2025 - Present

ASHTON THOMAS SECURITIES, LLC

Office #1: 200 Canal View Blvd. Ste. 204, Rochester, NY 14623
RIA
BD
CRD#: 16629
Rochester, NY
Current

November 21, 2025 - Present

FCA CAPITAL MARKETS LLC

Office #1: 240 Saint Paul Street Suite 400, Denver, CO 80206
BD
CRD#: 322688
Denver, CO
Past

July 24, 2023 - May 3, 2024

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

BD
CRD#: 36155
CHICAGO, IL
Past

July 19, 2023 - September 9, 2024

UPSIDE MARKETPLACE, LLC

BD
CRD#: 319501
BROOKLYN, NY
Past

July 17, 2023 - September 6, 2024

FIRST AVENUE

BD
CRD#: 145860
NEW YORK, NY
Past

July 12, 2023 - August 1, 2024

ACRETRADER FINANCIAL, LLC

BD
CRD#: 320820
FAYETTEVILLE, AR
Past

October 2, 2020 - July 5, 2023

M HOLDINGS SECURITIES, INC.

BD
CRD#: 43285
PORTLAND, OR
Past

April 4, 2016 - April 24, 2020

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
SAN DIEGO, CA
Past

April 4, 2016 - April 24, 2020

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
SAN DIEGO, CA
Past

April 4, 2016 - April 24, 2020

CETERA ADVISORS LLC

BD
CRD#: 10299
SAN DIEGO, CA
Past

April 4, 2016 - April 24, 2020

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
SAN DIEGO, CA
Past

May 19, 2008 - April 24, 2020

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Nevada
(11/8/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 3/8/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/16/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 51
Date: 11/30/2009
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/23/2008
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FCA CAPITAL MARKETS LLC
FCA CAPITAL MARKETS LLC

CRD#: 322688 / SEC#: , 8-70970

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
240 Saint Paul Street Suite 400, Denver, CO 80206
Mailing Address
240 Saint Paul Street Suite 400, Denver, CO 80206
Phone number
(303) 501-8880
Established
Delaware since 06/27/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FORUM INVESTMENT GROUP LLCMEMBER
LAROSE, JENNIFERCEO, CCO3094139
RYAN, KIMBERLY ANNFINOP, POO, PFO4316310

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FCA CAPITAL MARKETS LLC

CRD#: 322688New York, NY 10112

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