Avaneesh B. Krishnamoorthy

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CRD#: 5321784

Professional summary

Avaneesh Bannanje Krishnamoorthy was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Avaneesh is a previously registered financial professional and started their career in finance in 2011. Prior to being barred, Avaneesh had worked at 1 firm, which includes COASTAL TRADE SECURITIES LLC.

Question & Answer

Are you a "fiduciary"?

Aliases

Avaneesh Krishnamoorthy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

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None

Experience

Past

April 25, 2011 - November 28, 2011

COASTAL TRADE SECURITIES, LLC

CRD#: 148246

SHORT HILLS, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

COASTAL TRADE SECURITIES, LLC

COASTAL 1 TRADING, LLC | COASTAL TRADE SECURITIES, LLC

CRD#: 148246 / SEC#: , 8-67999

Cancelled by SEC on 11/20/2013

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 07/07/2008

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
CT HOLDINGS GROUP, LLC	HOLDING COMPANY
APOLITO, CHRISTOPHER M	MANAGING DIRECTOR	2891689
MCGOVERN, MICHAEL ROBERT	FINOP	2522332
PRESTON, MARC AUI	MANAGING DIRECTOR	3042037

Disclosures

Regulatory Event

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